- Wells Fargo (Charlotte, NC)
- …digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in… more
- Deloitte (Raleigh, NC)
- …to manage independence for Deloitte's largest PEI clients. This will mitigate compliance risk , enabling Deloitte's Multi-Disciplinary growth strategy in the ... Deloitte's Enabling Areas function. We are seeking a high-performing Manager who wants to build off their existing experience...wants to build off their existing experience auditor independence compliance , audit , or accounting, and use such… more
- Bank of America (Charlotte, NC)
- …of data throughout the lifecycle. Works with other groups as needed, including Compliance , Audit , Operational Risk , and Technology to ensure effective ... Data Policy Manager Charlotte, North Carolina;New York, New York; Jersey...and technology. + Strong understanding of the data regulations, compliance and risk environment in financial services.… more
- Wells Fargo (Charlotte, NC)
- …to provide support and drive strategic initiatives for the business + Recommend compliance and risk management requirements for supported area and works with ... + Risk & Control Mindset: Deep understanding of operational risk , compliance , and governance principles. + Analytical & Results-Oriented: Skilled… more
- Wells Fargo (Charlotte, NC)
- …+ **Technology Application Compliance -** Oversee adherence to enterprise compliance standards, coordinate audit support and policy issue remediation ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Equitable (Charlotte, NC)
- …+ 5 years of industry experience in insurance or broker dealer service operations, compliance or audit with a focus on anti-money laundering, fraud or other ... FIU Enhanced Due Diligence Manager ( 250000B6 ) **Primary Location** : UNITED...Enhanced Due diligence programs and assessing risks associated with high- risk clients identified during onboarding and customer life cycle.… more
- Navient (Raleigh, NC)
- …improve marketing review workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit , or operational risk & controls within the ... Compliance Analyst position will report to the Sr. Compliance Manager - Head of 1st Line...ensure project completion. **Even Better:** + Certifications in regulatory compliance , audit , or risk management… more
- Amazon (Charlotte, NC)
- …is seeking an experienced and innovative Senior Regional Workplace Health and Safety (WHS) Manager to join our team. In this position, you will be responsible for ... with a regional operations team to execute company WHS policies and ensure compliance to all applicable local, regional and federal regulations. By leveraging lean… more
- Grant Thornton (Charlotte, NC)
- …+ Data Loss Prevention (DLP) + Insider Risk Management + eDiscovery and Compliance Manager + Data Lifecycle and Records Management + Supporting clients in ... As a Cyber Data Protection Manager with a focus on Microsoft Purview, you...help clients design and implement enterprise data governance and compliance strategies using Microsoft's cloud-native tools. You will work… more