- TD Bank (Fort Lauderdale, FL)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... to setting new industry standards. This position will support Compliance for Credit Cards and Unsecured Lending,... Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated… more
- Citigroup (Tampa, FL)
- …and lead cross functional teams including Product Management, Client Facilitation, Legal, Credit Risk Management, Compliance , Operations and Technology. This ... of the business. + Collaborate closely with Middle Office, Operations, Risk , Legal, Compliance , and Technology teams to ensure the smooth functioning of the… more
- Shuvel Digital (Pensacola, FL)
- …$149 billion in assets, and over 23,000 employees. Our client Navy Federal Credit Union is seeking an Regulatory Compliance Analyst-15440-Hybrid in Vienna, ... Greetings! Our client is the world's largest credit union with over 10 million members, over...8x a month Top 3 Required Skills: + Regulatory Compliance + Risk Management + Analytical Thinking… more
- Truist (Orlando, FL)
- …to internal systems. Manage documentation risk by ensuring documentation is in compliance with credit approval, secure a valid lien, and confirm that all ... loans, reviewing files and collecting information for adherence to regulatory, compliance , policies and procedures for all due diligence, legal documentation,… more
- American Express (Sunrise, FL)
- …+ 6 years in a financial risk management function (eg, audit, compliance , operations, credit ). + Understanding of operational risk management frameworks ... the enterprise and be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact in this role?** This… more
- American Express (Sunrise, FL)
- …leader of this Compliance verticals, the successful candidate will lead Compliance Risk Management oversight for all sub-units and portfolios within Tech, ... processes and controls are put in place to mitigate compliance risk . + Represent Compliance ...Qualifications** + Knowledge of & proficiency with US open-end credit laws and regulations, including assessing applicability to American… more
- American Express (Sunrise, FL)
- …Global Financial Crimes Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes ... institution in any of the following areas: AML/BSA, financial crimes compliance , enhanced due diligence, screening/sanctions risk management, and/or operational… more
- American Express (Sunrise, FL)
- …Global Financial Crimes Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes ... institution in any of the following areas: AML/BSA, financial crimes compliance , know-your-customer (KYC), enhanced due diligence, screening/sanctions risk … more
- American Express (Sunrise, FL)
- …and the US Investigations Unit (USIU) are part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance ... with the Financial Crimes Enforcement Network (FinCEN) or refer cases to internal compliance partners for global reporting. These teams also manage risk related… more
- Arena Investors LP (Jacksonville, FL)
- … compliance experience at a SEC-registered investment adviser (primarily private credit exposure); . Experience with broker-dealer compliance (ideally Series ... Arena is looking to expand the team through the addition of a senior Compliance Officer. In this role, this individual will work closely with the compliance… more