- Citigroup (New York, NY)
- …governance and controls + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit, Finance in order to ... + Manage and drive the deal team and work closely with Relationship Managers, Credit Risk , Trading, Structuring, Logistics and O&T to achieve objectives + Ensure… more
- Citigroup (New York, NY)
- …technology professionals. + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit, Finance in order to ... risk -management framework. Work closely with various functions, such as Business, Technology, Risk , and Compliance to ensure an efficient and safe automated… more
- ManpowerGroup (Medford, NY)
- …HR. + Contribute to strategic planning and align risk mitigation objectives with credit union goals. + Develop and maintain compliance , risk analysis, ... to join their team. As a Director of Compliance , you will be part of the Risk... Compliance , you will be part of the Risk Management department supporting the organization's commitment to financial… more
- Capital One (New York, NY)
- …and regulations and fraud trends and typologies + Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations + ... Compliance Advisor Manager is responsible for providing AML compliance advice to Capital One's credit card... data, interpreting it to ensure consistency and adequate compliance risk management + Flexibility to periodically… more
- Scotiabank (New York, NY)
- …the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and ... Compliance Testing Senior Manager, Swap Dealer and Derivatives...and validation testing efforts. + Understand how the Bank's risk appetite and risk culture should be… more
- Capital One (Melville, NY)
- …Products & Experiences (PPX) and Shopping Compliance Testing team. The Compliance Tester III will execute risk -based control reviews under the leadership ... and compliance requirements.** + **Establish and maintain strong relationships with Compliance Advisors, the Risk Office and Business areas.** + **Ensure… more
- Scotiabank (New York, NY)
- …of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of ... & Markets provides a full range of investment banking, credit and risk management products and services...compliance risk assessments, and… more
- SMBC (New York, NY)
- …overall Compliance program and is responsible for overseeing the management of compliance risk . Advisory is represented by the Chief Compliance Officer ... member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The individual will work as… more
- Scotiabank (New York, NY)
- …the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and ... Manager, Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90,000.00...and validation testing efforts. + Understand how the Bank's risk appetite and risk culture should be… more
- SMBC (New York, NY)
- …to celebrate Compliance -led Culture efforts to reinforce the firm's culture of compliance . + Partner with business heads and risk functions to enhance ... diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more...plus. + Minimum of 15 years of experience in compliance , risk management, human resources or project… more