- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... with your recruiter who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... to setting new industry standards. This position will support Compliance for Credit Cards and Unsecured Lending,... Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated… more
- City National Bank (New York, NY)
- …rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk . Additionally, the role will be responsible for maintaining ... advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role will...exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk… more
- Citigroup (New York, NY)
- … management models and tools. + Work closely with control functions, including Legal, Compliance , Market and Credit Risk , Audit, and Finance, to maintain ... understanding of the entire transaction lifecycle, from origination and risk assessment to post-execution monitoring and platform development. **Responsibilities:**… more
- Bank of America (New York, NY)
- …with tight timelines + Collaborate across Global Markets teams (ops, trading, sales, risk , credit , COOs, legal, compliance , technology) to resolve issues ... impact + Proactively identify improvement opportunities to increase efficiencies, reduce risk and support strategic initiatives + Partner with global peers in to… more
- Citigroup (New York, NY)
- …control infrastructure for the content product. + Work closely with control functions (Legal, Compliance , Market & Credit Risk , Audit, Finance). + Adhere to ... and empowering our trading teams with cutting-edge market insights for effective risk management. The ideal candidate possesses a strong understanding of financial… more
- BMO Financial Group (New York, NY)
- …issues. + Understands the complexity of transactions and related risk ( credit , market, operational, legal / compliance , etc.). + Helps colleagues with ... -return trade-offs, and proactively takes accountability for risks assumed. + Considers risk , internal controls and compliance as part of day-to-day… more
- American Express (New York, NY)
- …Enterprise Compliance regulatory requirements applicable to banks. + Knowledge of Compliance risk management processes including compliance risk ... professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics,… more
- BMO Financial Group (New York, NY)
- …trends and related regulations. + Understand complexity of transactions and related risk ( credit , market, operational, legal/ compliance , etc.). + Provides ... accountable for development and mentoring of Analysts, where applicable. + Considers risk , internal controls and compliance as part of day-to-day… more
- American Express (New York, NY)
- …controls and mitigation strategies. + Support the execution of business-level compliance risk assessments and control self-assessments. + Support regulatory ... leaders in the identification, assessment, and mitigation of privacy risk across Finance processes, ensuring compliance with...expectations of federal and state banking regulators. + Prior credit card industry and / or support of Finance… more