- American Express (New York, NY)
- …+ 6 years in a financial risk management function (eg, audit, compliance , operations, credit ). + Understanding of operational risk management frameworks ... the enterprise and be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact in this role?** This… more
- American Express (New York, NY)
- …leader of this Compliance verticals, the successful candidate will lead Compliance Risk Management oversight for all sub-units and portfolios within Tech, ... processes and controls are put in place to mitigate compliance risk . + Represent Compliance ...Qualifications** + Knowledge of & proficiency with US open-end credit laws and regulations, including assessing applicability to American… more
- SMBC (New York, NY)
- …to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer ... diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more...of various committees such as the New Product, Underwriting, Risk Management, Compliance , IT Risk … more
- SMBC (New York, NY)
- …to celebrate Compliance -led Culture efforts to reinforce the firm's culture of compliance . + Partner with business heads and risk functions to enhance ... diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more...plus. + Minimum of 15 years of experience in compliance , risk management, human resources or project… more
- American Express (New York, NY)
- …+ Assist with control design activities led by Control Management, advising on compliance risk mitigation elements + Coordinate with compliance , legal, ... and accountability. **Qualifications:** Required: + 7 years of compliance , legal, or risk experience within a...expectations of federal and state banking regulators. + Prior credit card industry and / or support of Finance… more
- HSBC (New York, NY)
- …GTS growth + Ensure that all deals comply with HSBC's credit risk , operational risk , compliance policies, and client outcome standards-safeguarding the ... internal stakeholders, such as coverage teams, product specialists, implementation teams, risk / compliance functions, and global GTS counterparts to deliver… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... to work within the Internal Auditing Department's Financial Crimes Compliance team ("the FCC Audit Team") for the Americas...processes and internal controls and emerging risks in key risk areas of the determined audit scope to provide… more
- Citigroup (New York, NY)
- …governance and controls + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit, Finance in order to ... positioning and closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + Forge a relationship with… more
- Citigroup (New York, NY)
- …governance and controls + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit, Finance in order to ... positioning and closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + Forge a relationship with… more
- Citigroup (New York, NY)
- …and controls: + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk , Audit, Finance to ensure appropriate ... investors and responsible for assisting with a trading book and mitigating risk , in coordination with the Trading team. **Responsibilities:** + Proactively raise… more