- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... management strategies for Wells Fargo's corporate clients + Maintain strong discipline around credit risk management, CVA/Capital to achieve appropriate risk … more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- M&T Bank (Buffalo, NY)
- …the management and oversight of Community Finance's applicable tax credit equity investments and other structured lending products. **Primary Responsibilities:** ... commitment/closing process for new investments by assisting the Operations & Risk Manager with closing tasks such as validating documentation, conducting preliminary… more
- S&P Global (New York, NY)
- …capital markets (preferably Structured Finance), financial instruments with an emphasis on credit risk modeling are preferred; + Basic understanding of database ... or advanced degree preferred; + Knowledge of financial or credit risk modelling preferred; + Proficiency in...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... identify and manage risk . The team focuses on several key risk types, including conduct, credit , financial crimes, information security, interest rate,… more
- Wells Fargo (Buffalo, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... following areas: Equities (some experience in rates and corporate bond/ credit areas is a plus) + 8+ years of...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... Fixed Income, supporting asset classes such as Structured Products, Credit , and Municipal Bonds. This role is pivotal to...and cloud deployment strategies + Lead team to ensure compliance and risk management requirements for supported… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... & Markets provides a full range of investment banking, credit and risk management products and services...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more