- City National Bank (New York, NY)
- …departments to resolve issues. * Collaborate effectively with cross-functional teams, including credit , operations, compliance , and risk , to ensure ... Provides responsive, quality service. Manages overall relationship profitability and portfolio risk and is responsible for profitable growth of the assigned… more
- HSBC (New York, NY)
- …Market Risk , Regulatory Compliance , Front Office, Markets Operations, Model Risk , Counterparty Credit Risk , Markets Surveillance, Internal Audit etc) ... of business (asset classes) and support functions (market risk , liquidity risk , finance, operations, surveillance, regulatory compliance , etc) + Exhibit… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... & Markets provides a full range of investment banking, credit and risk management products and services...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more
- Citigroup (New York, NY)
- …debt financing associated with a transaction. Engage in direct discussions with internal credit risk professionals to address diligence questions and educate our ... overview and credit and equity investment highlights to equity and risk committees, respectively, and conduct due diligence into the company and industry as… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... and investment banking; capital markets; finance / controllers financial reporting; regulatory reporting; credit risk ; counterparty risk . + 2+ years proven… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... to post trade analysis + Collaborate and influence peers and risk compliance portfolio managers + Interact directly with brokers, clients, and regulators… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... risk and profitability, while adhering to regulatory and compliance requirements + Lead Wells Fargo Securities team by...post trade analysis + Collaborate with and influence peers, risk , compliance , portfolio managers + Interact directly… more
- Citigroup (New York, NY)
- …is a critical component of Citi's first line of defense for wholesale and counterparty credit risk management and works with Independent Risk teams to ensure ... as well as client responsiveness. Key responsibilities of the group include credit analysis, documentation, risk identification, exposure monitoring and stress… more
- Citigroup (Getzville, NY)
- …Treasury Investments (CTI). **Role Context** This role is part of the Markets Price and Credit Risk & Control (PCRC) Execution team as a first line cross-asset ... Price Risk , Standardized Approach for calculating Counterparty Credit Risk under Basel regulations (SA-CCR) and...highly confidential data + Experience dealing with regulators, Audit, Compliance , and other risk and control functions… more
- MUFG (New York, NY)
- …Middle Office Risk systems within the organization, covering Market and Credit Risk management across EMEA, North America, and Asia Pacific regions. ... risk data, ultimately supporting critical decision-making and regulatory compliance . Risk Technology is undergoing a significant...They will also be instrumental in migrating our legacy Credit Risk platform (SQL Server, SSIS, SSAS,… more