- HSBC (New York, NY)
- …Market Risk , Regulatory Compliance , Front Office, Markets Operations, Model Risk , Counterparty Credit Risk , Markets Surveillance, Internal Audit etc) ... of business (asset classes) and support functions (market risk , liquidity risk , finance, operations, surveillance, regulatory compliance , etc) + Exhibit… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Marex (New York, NY)
- …products. + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. + Bachelor's degree ... Role: The Business Development Manager of the US Tax Credit group will lead the origination and business development...P&L, requiring analysis of markets and products. + Ensuring compliance with the company's regulatory requirements under the SEC,… more
- S&P Global (New York, NY)
- …as needed. **The Impact:** As a Review Officer, you will join a team of risk management professionals representing S&P Global's third line of defense over a range of ... analytical activities with an emphasis on credit ratings and related activities. You will have significant...activities. You will have significant influence on developing a risk -based approach to the organization's analytical risks and supporting… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... risk disciplines such as Market and Counterparty Credit Risk + 5+ years of experience...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... and COO teams as well as other support functions (eg, Compliance , Testing, Risk , Operations, Technology, Legal, Audit and Human Resources). Their goal will… more
- Citigroup (New York, NY)
- …ISDA) as well as basic understanding of credit derivatives transactions and other credit risk mitigation products such as financial guarantees and risk ... businesses as well as other functional partners - notably Risk and Compliance . The role holder will...flow and structured products including flow rates cash, derivatives, credit derivatives, securities financing as well as capital recycling… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- MUFG (New York, NY)
- …and submit reports to immediate supervisor, Division Manager, and others within Credit Risk Administration about actual/forecasted borrower rating changes that ... especially for loan provision and charge-off planning. Adhere to applicable compliance /operational risk controls in accordance with regulatory and Americas… more
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