- S&P Global (New York, NY)
- …Team:** S&P Global Ratings is one of the world's leading providers of independent credit risk research and benchmarks. Within S&P Global Ratings, Americas Public ... an important sector of the capital markets as our credit analysis supports key funding initiatives and serves as...holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant to… more
- Banco Popular Puerto Rico (New York, NY)
- … quality credit renewal, and adherence to policy. Ensure accurate and timely risk identification + Work with credit to negotiate, structure, and underwrite ... that meet clients' needs and are consistent with the credit quality standards and operational compliance requirements...with the credit quality standards and operational compliance requirements of the Bank. Monitor the loan documentation… more
- HSBC (New York, NY)
- …regulatory requirements and internal policies by collaborating with internal teams, such as credit risk and legal. Clearly communicate and present on complex ... the terms and conditions of financing transactions. Trading mandate for structured credit financing and market access business with Institutional clients. Risk … more
- Citigroup (New York, NY)
- …risk and return characteristics, ensuring appropriate Credit Policy and Risk Acceptance standard compliance . + Attract, recruit and retain high performing ... compliant robust business processes are in place. + Ensure compliance with all laws and regulations, as well as...problem recognition process and must propose, when deemed appropriate, credit classification and appropriate risk rating on… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- M&T Bank (New York, NY)
- …monthly, and quarterly hedge strategy accounting for markets and within market & credit risk limits + Monitor intraday market movements and corresponding MSR ... that objectives are met + Work with multiple stakeholders across Treasury, Compliance , Finance, Legal, Operations, Secondary Mortgage, Audit, Risk to achieve… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more