- JPMorgan Chase (New York, NY)
- …a holistic goals-based planning approach + Strictly adhere to all risk and control policies, regulatory guidelines and security measures **Required qualifications, ... to deliver solutions for clients + Demonstrated understanding of investments, wealth planning, credit and banking concepts + Required Licenses: Series 7 and 66 (or… more
- ManpowerGroup (New York, NY)
- …As a **Trade Surveillance Consultant** , you will be part of a compliance team. The ideal candidate will have strong analytical skills, excellent communication ... be on the front lines of market conduct and risk mitigation. You will gain a ton of exposure...ton of exposure by collaborating directly with leaders across compliance , tech, and trading. You will work on both… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …procedures to ensure that the business units quality management and compliance program are effective and efficient in identifying, detecting, and correcting ... non- compliance and mitigating risks, The performance of the Quality...Company policy and strategy and gain a consensus of risk mitigation approaches. **Key Responsibilities:** + **Inspection Readiness:** Ensure… more
- JPMorgan Chase (Farmingdale, NY)
- …branch presence and actively engage with the community. + Ensure a strong risk and control environment by using sound judgment, acting with integrity, and protecting ... confidently. + You are experienced in creating and maintaining a strong risk and control environment, you demonstrate a steadfast commitment to operational integrity… more
- JPMorgan Chase (Brooklyn, NY)
- …an in-depth understanding of Interest Rate trading and balance sheet strategies and risk management techniques via exposure to one of the highest ranked Rates ... wide range of products such as Bonds, Structured Notes, Credit -Linked Notes (CLN), Repo, Interest Rate Swaps and FX...reporting for Global Rates Line of Business (LOB) ensuring compliance with corporate and regulatory requirements. + Monitor the… more
- JPMorgan Chase (Long Island City, NY)
- …evaluate, manage, and conduct new and existing business by adhering to risk /control expectations, procedures, and processes + Leverages and understands the generated ... developing plans for growth + Experience creating and maintaining a strong risk and control environment with demonstrated commitment to operational integrity and… more
- Citigroup (New York, NY)
- …and delivering tailored financial solutions. This role combines relationship management, credit and risk coordination, and deal execution serving as ... business goals. + Operational Data: Data on internal processes, efficiency metrics, risk management, and compliance are needed for optimizing operations,… more
- Citigroup (New York, NY)
- …corporates, asset managers, institutional investors, governments and non-profits across the credit , municipal and securitized markets. The overall objective of this ... deals. + Ensure that proposed client solutions meet or exceed internal risk and return standards, including stringent ethical standards, and anticipate future… more
- Grant Thornton (New York, NY)
- …and complete projects related to process improvements, vendor audits, risk and control assessments, investigations, litigation support, and project monitoring ... From day one, you'll be empowered by the greater Risk team to help clients make the moves that...multiple sources of data and supporting documentation + Analyzing compliance with various labor requirements, including those required on… more
- City of New York (New York, NY)
- …and data. This position is central to enhancing our security posture, reducing risk , and ensuring compliance with regulatory requirements. By driving the ... Office), CPO (Chief Product Office), Budget, Enterprise Architecture, Planning & Compliance , and Information Security. Your Impact: As the Endpoint Security and… more