- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... into approachable language and educate and influence others. + **Balance compliance with innovation. ** You're experienced in regulated industries and understand… more
- Citigroup (New York, NY)
- …records and documentation are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Tradeweb (New York, NY)
- …and Sales + Marketing and Communications + Data Analytics and Governance + Compliance and Risk **Qualifications** + Currently pursuing an undergraduate or ... Markets** Tradeweb is a global leader in electronic trading for rates, credit , equities, and money markets. As financial markets become increasingly interconnected,… more
- Harbor Group Management (New York, NY)
- …assets under management. Our fully integrated platform offers both equity and credit strategies across the risk /return spectrum, providing investment solutions ... internal teams (transactions, asset management, investment management, finance, legal, compliance ). + Maintain accurate records of capital raising activity, investor… more
- Citigroup (New York, NY)
- …sales to individual consumer clients. **Responsibilities:** + Work with business credit requests less than $250K, recognize/refer larger lending opportunities and ... comply with Citibank policies, standards and procedures + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- Citigroup (New York, NY)
- …records and documentation are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- City National Bank (New York, NY)
- …the transaction, and notification to the senior loan officer of all progress and/or risk items.Must be in good standing under "The Secure and Fair Enforcement for ... the Loan Officer in submitting conditions, monitoring expiration date on credit commitments. * Contacts borrowers directly for additional information related to… more
- M&T Bank (Getzville, NY)
- …market trends that may affect business department. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards ... or other solutions such as: Loan Workout, Alternative Lending, Consumer Credit Counseling Services, Reages, or Extensions. + Initiate contact with customers'… more
- Capital One (New York, NY)
- Sr.Associate, Product Management, CCI **Product Management** Card Credit Innovation (CCI) leads the development of next-generation analytical solutions to empower ... roadmaps, ensuring all necessary processes and procedures are followed to manage risk + **Technology Driven** + You'll work autonomously in an agile environment,… more
- City of New York (New York, NY)
- …City and State Agencies, and key stakeholders. They must focus on issues resolution and risk mitigation to keep the project moving and must manage the quality of the ... progress regularly in terms of potential impacts to schedule compliance . - Understand schedule implications of change orders and...to "1" or "2" above. One year of experience credit will be given for: (a) each 30 semester… more