- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... experience, training, military experience, education **Desired Qualifications:** + Experience in compliance , regulatory change management, or risk management in… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... Provide oversight and monitoring of business group risk -based compliance programs + Maintain compliance risk expertise and consulting for projects and… more
- American Express (Charlotte, NC)
- …controls and mitigation strategies. + Support the execution of business-level compliance risk assessments and control self-assessments. + Support regulatory ... leaders in the identification, assessment, and mitigation of privacy risk across Finance processes, ensuring compliance with...expectations of federal and state banking regulators. + Prior credit card industry and / or support of Finance… more
- Truist (Charlotte, NC)
- …purpose, mission and values. + Promote sound risk management and compliance with applicable credit , underwriting, operational, regulatory, tax and legal ... review and modification, anti-money laundering and know your customer compliance , document storage, commitment preparation, closing calculations, loan funding… more
- Truist (Greensboro, NC)
- …to internal systems. Manage documentation risk by ensuring documentation is in compliance with credit approval, secure a valid lien, and confirm that all ... loans, reviewing files and collecting information for adherence to regulatory, compliance , policies and procedures for all due diligence, legal documentation,… more
- American Express (Charlotte, NC)
- …+ 6 years in a financial risk management function (eg, audit, compliance , operations, credit ). + Understanding of operational risk management frameworks ... the enterprise and be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact in this role?** This… more
- American Express (Apex, NC)
- …leader of this Compliance verticals, the successful candidate will lead Compliance Risk Management oversight for all sub-units and portfolios within Tech, ... processes and controls are put in place to mitigate compliance risk . + Represent Compliance ...Qualifications** + Knowledge of & proficiency with US open-end credit laws and regulations, including assessing applicability to American… more
- American Express (Charlotte, NC)
- …+ Assist with control design activities led by Control Management, advising on compliance risk mitigation elements + Coordinate with compliance , legal, ... and accountability. **Qualifications:** Required: + 7 years of compliance , legal, or risk experience within a...expectations of federal and state banking regulators. + Prior credit card industry and / or support of Finance… more
- NASCO (Raleigh, NC)
- **Overview** The Senior Corporate Counsel, Compliance & Commercial operates under general direction and is responsible for providing legal and regulatory guidance to ... and drafts complex commercial transactions, including technology agreements, and provides compliance guidance and support throughout the organization to ensure our… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... risk assessments, timely monitoring of performance trends, validating risk ratings, monitoring covenant compliance , as well...partners to support all client coverage needs related to credit risk products. + Lead and contribute… more