- Eliassen Group (Sacramento, CA)
- …thousands of companies reach further and achieve more with their technology solutions, financial , risk & compliance , and advisory solutions, and clinical ... that they have an Eliassen.com email address and never provide personal or financial information to anyone who is not clearly associated with Eliassen Group. If… more
- Eliassen Group (Sacramento, CA)
- …thousands of companies reach further and achieve more with their technology solutions, financial , risk & compliance , and advisory solutions, and clinical ... that they have an Eliassen.com email address and never provide personal or financial information to anyone who is not clearly associated with Eliassen Group. If… more
- Eliassen Group (Sacramento, CA)
- …thousands of companies reach further and achieve more with their technology solutions, financial , risk & compliance , and advisory solutions, and clinical ... that they have an Eliassen.com email address and never provide personal or financial information to anyone who is not clearly associated with Eliassen Group. If… more
- Eliassen Group (Sacramento, CA)
- …thousands of companies reach further and achieve more with their technology solutions, financial , risk & compliance , and advisory solutions, and clinical ... that they have an Eliassen.com email address and never provide personal or financial information to anyone who is not clearly associated with Eliassen Group. If… more
- Eliassen Group (Sacramento, CA)
- …thousands of companies reach further and achieve more with their technology solutions, financial , risk & compliance , and advisory solutions, and clinical ... that they have an Eliassen.com email address and never provide personal or financial information to anyone who is not clearly associated with Eliassen Group. If… more
- City National Bank (Los Angeles, CA)
- …rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk . Additionally, the role will be responsible for maintaining ... agencies, including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM).… more
- Lincoln Financial (Sacramento, CA)
- …74515 **The Role at a Glance** The Role at a Glance The Compliance Consultant, Funds Management role is responsible for supporting Lincoln's Funds Management ... business team by implementing and maintaining complex compliance programs for Lincoln Variable Insurance Products Trust (LVIP), Lincoln Retail Alternatives Funds… more
- Wells Fargo (San Francisco, CA)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... to influence and collaborate across various teams including Product, Sales, Technology, Risk , and Compliance . + Excellent written and verbal communication… more
- Banc of California (Santa Ana, CA)
- …and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank's risk based, annual SOX Compliance Program plan and other initiatives in ... to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable...work experience in an internal controls testing, internal audit, risk , or compliance role. + At least… more
- City National Bank (Los Angeles, CA)
- …to business issues relevant to various conflict of interest functions * Review/challenge compliance risk assessments, analyze the Bank's compliance risk ... Draft and maintain employee training for assigned topic areas. * Analyze the Bank's compliance risk ; determine if current processes control risk . * Complete… more