- Citigroup (Jacksonville, FL)
- …experience with Third Party Risk Management Policy and Third Party Risk Management Assessment procedures (TP-RAP) + Financial Services experience: 5 years ... the FCFP Group has responsibility for managing the end-to-end fraud and financial crimes processes across Retail Banking, Citi Branded Cards and Citi Retail… more
- Guardian Life (Tallahassee, FL)
- …and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 ... in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk...and initiatives. **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …annual audit plans. + Specific subject matter expertise in bank regulatory compliance regarding control disciplines. + Understanding of financial services ... Under general direction, utilizes a thorough understanding of bank regulatory compliance subject matter and audit skills acquired through education, experience,… more
- USAA (Tampa, FL)
- …to ensure quality standards are established in accordance with internal practices, risk and compliance policies and procedures, and regulatory requirements for ... processes and procedures. + Ensures objectives align with operational process, regulatory, risk and compliance goals to effectively contribute to the mission… more
- ISC2 (Tallahassee, FL)
- …role is responsible for managing global tax compliance processes, overseeing financial statement audits, mitigating financial risk in close partnership ... position is responsible for overseeing all domestic and international financial statement audits, tax compliance processes, managing...input to optimize the company's tax position and mitigate risk . + Develop and maintain tax compliance … more
- American Express (Sunrise, FL)
- …leader of this Compliance verticals, the successful candidate will lead Compliance Risk Management oversight for all sub-units and portfolios within Tech, ... processes and controls are put in place to mitigate compliance risk . + Represent Compliance ...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- Navient (Tallahassee, FL)
- …procedures, and training materials aligned with regulatory best practices. + Lead risk assessments and compliance initiatives to identify issues, mitigate ... **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls...is a plus. + 1-2 years of experience conducting compliance testing routines & supporting consumer financial … more
- Oshkosh Corporation (Orlando, FL)
- …Arms Regulations (ITAR). This role is integral in reducing legal and financial risk , supporting government audits, maintaining the organization's reputation, and ... performance, cybersecurity, supply chain vulnerabilities, and export controls. + Conduct compliance assessments and support implementation of risk mitigation… more
- Citigroup (Jacksonville, FL)
- …standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control-related functions in the ... a comprehensive and robust Managers Control Self-Assessment (MCA), also known as Risk & Control Self-Assessment (RCSA), and the execution of control activities thus… more
- Jabil (St. Petersburg, FL)
- …applying forensic techniques and sound investigative judgment. + Design and execute compliance risk assessments, monitoring, and program evaluations to ensure ... CIA are a plus. + At least 7 years of relevant experience in compliance , forensic accounting, investigations, and risk management. + Demonstrated experience with… more