- Raymond James Financial, Inc. (St. Petersburg, FL)
- …is preferred. + Familiarity with Risk Management, Supervision and Compliance within financial services. + Information technology support and technical ... specifications. + Partner with stakeholders such as PCG Management, Divisional Directors, financial advisors, operations, and legal and compliance to research,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …policies and procedures. + Works in conjunction with management to prepare the Compliance Risk Assessment. + Completes the annual conflict of interest and ... program, and surfacing relevant information to aid in risk -based decision-making regarding compliance with respect to...a minimum of eight (8) years of experience in Compliance and/or the financial services industry preferred.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …ensure adherence to regulatory requirements. + Ability to manage and perform risk -based compliance testing. + Ability to determine matters requiring escalation ... reports + Delivering written and oral presentations + Investigating compliance irregularities + Making rule and risk -based...a minimum of eight (8) years of experience in Compliance and/or the financial services industry preferred.… more
- CBRE (Tallahassee, FL)
- …to: commercial terms, areas of risk and reward, operational compliance , cost control, financial responsibilities and liabilities, milestone obligations. Work ... of the operational and procurement teams in managing, mitigating and flowing down risk , managing change on the accounts, supporting change and sharing best practice.… more
- Scotiabank (Tampa, FL)
- …streamline and simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, ... or GTB business. + Provide effective challenge of the Compliance Risk Assessment process for the TAO...programs are designed to help support your unique family, financial , physical, mental, and social health needs. \#GTB Location(s):… more
- MyFlorida (Tallahassee, FL)
- FINANCIAL EXAMINER/ANALYST SUPVERVISOR SES Date: Aug 21, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... Requisition No: 859371 Agency: Office of Insurance Regulation Working Title: FINANCIAL EXAMINER/ANALYST SUPVERVISOR SES Pay Plan: SES Position Number: 43000261… more
- TECO Energy (Tampa, FL)
- …control expectations. Plays an essential role in helping the organization maintain compliance with regulatory standards, promote risk mitigation, and drive ... efficiencies. **PRIMARY DUTIES AND RESPONSIBILITIES** + Support the annual SOX compliance program, including planning, risk assessment, scoping, testing, and… more
- Navy Federal Credit Union (Pensacola, FL)
- … compliance program spans multiple processes (ie regulatory change management, compliance risk , complaints, etc.) with team members assigned to support ... compliance issues, laws and regulations relating to federal financial regulations as well as the Consumer Financial...Reserve, etc. + Experience in conducting monitoring and assessing risk associated with regulatory compliance issues +… more
- Coinbase (Tallahassee, FL)
- …deliverables to ensure successful outcomes. * Engage with key stakeholders (legal, risk , compliance , operations) to ensure ongoing communication and alignment of ... global and cross functional teams. * Working knowledge of laws, regulations, and risk management practices for financial services. * Hands-on involvement in… more
- Coinbase (Tallahassee, FL)
- …will work independently and extensively with cross functional teams (such as Financial Crime Risk Investigations, Workforce Management, Content and Learning & ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global… more
Recent Jobs
-
Business Technology Partner Sr
- PNC (Strongsville, OH)
-
PA or CRNP (ACNP), Specialist - Center for Community Hospital Medicine UPMC East (Part-time)
- UPMC (Monroeville, PA)
-
Account Administrator, Personal Lines
- HUB International (Tulsa, OK)
-
Physician - Director of Pediatric Heart Failure/Heart Transplant Cardiology
- Ochsner Health (New Orleans, LA)