- TD Bank (New York, NY)
- …program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance , close partnership ... will be considered). + 7 to 10 years of knowledge and experience in risk , compliance or financial crimes risk management, preferably within the… more
- Citigroup (New York, NY)
- …validations ( risk based and regulatory), preferably related to coverage of Independent Risk , Compliance and Financial Crimes related risks.** + **7+ ... Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves...Market Risk , Credit Risk , Operational Risk , Model Risk ,** ** Financial Crimes;… more
- Citigroup (Queens, NY)
- …approach across cross functional teams. + Knowledge of best practices in Operational Risk , Compliance , Credit and Financial Operations. + Advanced analytical ... leaders across Wealth. + Support enhancements to the Material Risk Inventory process for operational, compliance and...+ 20+ years of leadership experience in large global financial firms. + Deep global risk assessment… more
- Guidehouse (New York, NY)
- …focus to be a leader and build upon the power of Guidehouse's unique assets in Financial Crimes, Risk and Compliance to drive unmatched value to client and ... years in consulting + Demonstrated leadership experience within the Financial Crimes, Risk and Compliance consulting practice including Fraud, AML,… more
- American Express (New York, NY)
- …Audit, Independent Compliance Testing team, General Counsel's Organization, Operational Risk , Financial Crimes Compliance , and Privacy Office. + ... cross product initiatives. Areas of responsibility will include assessment of compliance risk associated with product integration, product uplifts/changes and… more
- American Express (New York, NY)
- …Internal Audit, Independent Compliance Testing team, General Counsel's Organization, Operational Risk , Financial Crimes Compliance , and Privacy Office. + ... oversight and second-line challenge, as well as assessment of compliance risk associated with new products and... financial services industry. + Prior banking industry, compliance , legal or risk experience is a… more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... Strong knowledge of internal audit methodologies + Experience within Operational/Enterprise Risk Management, Financial Crime and Compliance .… more
- Marex (New York, NY)
- …Consulting required. + Solid understanding of Operational Risk and Regulatory Compliance in the financial services industry. + Bachelor's degree in a ... in financial services or consulting for a financial services firm. + Experience in Enterprise Risk...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... risk /control knowledge. **Preferred Qualifications** + Audit experience within the financial services industry, background in credit risk management and… more
- Citizens (New York, NY)
- …Strong Knowledge of Risk Management Principles: A solid understanding of various risk types (eg, operational, financial , compliance , reputational) and ... and implementation of adequate and effective controls to mitigate risk in an embedded payment relationship. + Financial...MBA a plus + 5-8 Years experience in Audit, Risk Management, Compliance related roles + Preferred… more