- MUFG (New York, NY)
- …heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across ... With a vision to be the world's most trusted financial group, it's part of our culture to put...member of our recruitment team will provide more details. Risk and control officer will be responsible for assisting… more
- Citigroup (Getzville, NY)
- … Management (CRM) program in maintaining the ongoing identification, assessment and residual risk management of all Operational and Compliance risks and the Key ... improve controls. + Interact with Markets 1LOD teams, Operational Risk Management, Compliance , Internal Audit and other...applicable field required. + 2-5 years' work experience in financial services + Experience in Risk Management… more
- Synchrony (New York, NY)
- …expert advice and influence changes to processes, procedures, and controls to mitigate compliance risk through various interactions and forums. + Participate in ... **Role Summary/Purpose:** The Assistant Vice President role is responsible for providing compliance and operational risk guidance to the Marketing organization.… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported...years of experience with Capital Markets / Banking / Financial Services + 5+ years of experience in messaging… more
- Santander US (New York, NY)
- …candidate will combine analytical rigor with programming skills to support risk management and financial modeling initiatives. Essential Functions/Responsibility ... stakeholders. + Prepare detailed Model Development Documentation (MDD) to ensure regulatory compliance . ** Risk Analytics & Model Development:** + Develop,… more
- SMBC (New York, NY)
- …and securities products. **Role Objectives: Delivery** 1. Maintain entity level Risk Governance in compliance with CFTC/NFA and SEC/FINRA regulations ... collaborate with teams in the Front Office, Finance, Accounting, Compliance , Legal, and Audit, while leveraging resources within the...* Work Experience: 3+ years of experience in the financial services industry, preferably in risk management.… more
- American Express (New York, NY)
- … Risk Management & Risk Oversight (ERM&RO) organization within Global Risk and Compliance (a Second Line of Defense function) is responsible for ... Are able to integrate regulatory expectations into the enterprise risk management framework to ensure compliance with...experience in enterprise risk management, or similar risk management discipline, within the financial services… more
- American Express (New York, NY)
- …**Job:** Risk **Primary Location:** US-New York-New York **Schedule** Full-time **Tags** 2LOD_FRM - Financial Risk Management **Req ID:** 25010885 ... The Credit Risk Oversight organization within Global Risk and Compliance (GRC) is responsible for...analytical skills + Able to demonstrate strong knowledge of risk and financial management + Good communication… more
- MUFG (New York, NY)
- …motivated and analytical professional to join our team in a role that bridges financial risk analysis and front-office business management. Serving as a critical ... risks, and the ability to liaise across multiple functions including trading, risk , finance, compliance , and operations. **Key Responsibilities:** * Support the… more
- KeyBank (NY)
- …experience in financial institution (i. e., bank and securities industry), compliance , Risk Management, or audit related activity + Strong organizational ... Ohio 44144 **ABOUT THE JOB** Responsible for execution and support of Financial Crimes Risk Management Anti-Money Laundering (AML) Enterprise Team activities,… more