- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across… more
- American Express (New York, NY)
- …Sanctions is responsible for developing and maintaining an effective, risk -based enterprise-wide sanctions program that focuses on; establishing minimum standards, ... overseeing effective screening processes, completing the Sanctions Risk Assessment, developing and administering training, providing reporting and key risk … more
- Capital One (New York, NY)
- …line functions doing partner due diligence and partner reviews. The Senior Manager AML Compliance Advisor performs a key risk management role (second line of ... + At least 6 years of experience in regulatory compliance , risk management or anti-money laundering (AML)...offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.… more
- TD Bank (New York, NY)
- …against industry practices. + With Risk , ensure that the Bank operates within the compliance risk appetite and that operational risk from a Compliance ... "tone at the top" in support of a strong risk & compliance culture within Compliance...internally and externally. + Possesses an advanced level of financial and strategic acumen to provide insight on strategy… more
- City National Bank (New York, NY)
- …applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, ... agencies, including exam management and other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM).… more
- University of Rochester (Rochester, NY)
- …direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: + In partnership with ... Risk Assessment + Department, Identify, assess, and prioritize compliance risks across the University's operations, including academic, research, student… more
- Citizens (New York, NY)
- …a Privacy Risk Professional to support our enterprise privacy and compliance efforts. In this role, you'll help identify, assess, and manage privacy risks ... have the opportunity to implement Privacy by Design (PbD) practices, privacy compliance , data protection, and/or risk requirements across the organization.… more
- Mizuho Corporate Bank (New York, NY)
- …data quality and compliance across the organization. + Execute the model risk framework and standards for the AML and Sanctions models in accordance with the ... As Vice President of Financial Crimes Modelling and Analytics, you will act...settings and thresholds values while consideration AML and OFAC Risk Assessments. + Execute a periodic Transaction Monitoring (TM)… more
- Bloomberg (New York, NY)
- …Officer - Indices/ Benchmark Administration Location New York Business Area Legal, Compliance , and Risk Ref # 10044966 **Description & Requirements** Bloomberg's ... complex issues that come with being the world's leading financial news and information company. Our team is made...compliance matters + Experience of identifying and managing risk , including risk framework and issue management… more
- Marex (New York, NY)
- …and DMA, plus award-winning data, insights and analytics. In the ever-evolving financial landscape, Compliance has become increasingly complex. Marex must ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more