- Mizuho Corporate Bank (New York, NY)
- …intersection of technology, risk , and regulation-collaborating with senior leaders across Legal, Risk , Compliance , and IT to ensure that our systems are not ... lead change at scale and shape the future of compliance in financial services, we want to...partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk , … more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that ... provides a full range of investment banking, credit and risk management products and services relevant to the financing...future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives … more
- New York Power Authority (White Plains, NY)
- …as the project team, coordinating and conducting meetings as appropriate. + Conducts risk assessment of financial strategy or business factors affecting the ... EHS Regulatory & Compliance Program Manager Location: White Plains, US **Summary**...US **Summary** Supervises the implementation of controls to mitigate risk , completing risk assessment reports, and oversees… more
- SMBC (New York, NY)
- …to celebrate Compliance -led Culture efforts to reinforce the firm's culture of compliance . + Partner with business heads and risk functions to enhance ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...plus. + Minimum of 15 years of experience in compliance , risk management, human resources or project… more
- MUFG (New York, NY)
- …details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...in the preparation of Compliance reports for Compliance Management, Senior Management, Executive Committees, and Risk… more
- MTA (Jamaica, NY)
- …with planning, directing, and administering the operations of the MTA Ethics, Risk , and Compliance Program. Identify and assess departmental compliance ... Director, Corporate Compliance Suburban Operations Job ID: 12715 Business Unit:...and in accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well… more
- Mizuho Corporate Bank (New York, NY)
- …of banking and trading revenue streams, including the ability to analyze complex financial products. + Familiarity with risk management principles and practices ... General Department Description The Financial Resource Management Unit (FRM) is responsible for...and implement robust PPNR models, including revenue forecasting and risk assessment for banking and trading operations. + Analyze… more
- SMBC (New York, NY)
- …to changing market conditions. + In-depth knowledge of all elements of credit risk and thorough knowledge of legal/ compliance considerations for non-bank loan ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...additional securitization business, with a focus on corporate-level servicer risk . Candidates should have an expert knowledge of non-bank… more
- TEG Federal Credit Union (Poughkeepsie, NY)
- …and analyze new and existing federal/state regulations to ensure timely and accurate compliance across the organization -Manage fraud and risk systems like ... -related projects, and law enforcement inquiries -Conduct BSA/AML reviews, fraud risk assessments, and compliance training refreshers -Collaborate across… more
- MUFG (New York, NY)
- …Institutions credit analysis and financial markets + Knowledge of credit and risk principles and legal and compliance regulations pertinent to lending. + ... Economics (CFA or MBA is a plus). + 3+ years experience within a financial institution (analyzing corporate clients' risk and credit profiles), accounting firm… more