- Mizuho Corporate Bank (New York, NY)
- …of banking and trading revenue streams, including the ability to analyze complex financial products. + Familiarity with risk management principles and practices ... General Department Description The Financial Resource Management Unit (FRM) is responsible for...and implement robust PPNR models, including revenue forecasting and risk assessment for banking and trading operations. + Analyze… more
- TEG Federal Credit Union (Poughkeepsie, NY)
- …and analyze new and existing federal/state regulations to ensure timely and accurate compliance across the organization -Manage fraud and risk systems like ... -related projects, and law enforcement inquiries -Conduct BSA/AML reviews, fraud risk assessments, and compliance training refreshers -Collaborate across… more
- SMBC (New York, NY)
- …to changing market conditions. + In-depth knowledge of all elements of credit risk and thorough knowledge of legal/ compliance considerations for non-bank loan ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...additional securitization business, with a focus on corporate-level servicer risk . Candidates should have an expert knowledge of non-bank… more
- CIBC (New York, NY)
- …limited to, the parent bank swap dealer. **How You'll Succeed:** + Executing risk -based compliance examinations that adequately address coverage of laws and ... Preferred Qualifications: + 5-7 years of registered US broker-dealer compliance and risk management experience + Prior...day, our 44,000 employees help our clients achieve their financial goals, because what matters to our clients, matters… more
- HSBC (Buffalo, NY)
- …global initiatives to represent US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics etc + Assist, support, ... over the design and operating effectiveness of the Group's framework of risk management, control and governance processes. GIA possesses specialized capabilities and… more
- CBRE (Albany, NY)
- …to: commercial terms, areas of risk and reward, operational compliance , cost control, financial responsibilities and liabilities, milestone obligations. Work ... of the operational and procurement teams in managing, mitigating and flowing down risk , managing change on the accounts, supporting change and sharing best practice.… more
- MUFG (New York, NY)
- …Institutions credit analysis and financial markets + Knowledge of credit and risk principles and legal and compliance regulations pertinent to lending. + ... Economics (CFA or MBA is a plus). + 3+ years experience within a financial institution (analyzing corporate clients' risk and credit profiles), accounting firm… more
- TD Bank (New York, NY)
- …units in adhering to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:** ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
- ManpowerGroup (Albany, NY)
- …notes:** Required: About 5 years of experience working with federal grant compliance and audit or risk management experience. Potentially helpful background: ... **PLEASE NOT THIS POSITION IS NOT OPEN TO CORP. TO CORP.** **Grants Compliance Manager** **Work location is** **17 Columbia Cir Albany New York 12203** **Client is… more
- Aflac (New York, NY)
- …Perform and document compliance forensic testing. + Interface with other Aflac Compliance functions and Investment Risk as appropriate on matters relating to ... VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC...(Aflac). Aflac Global Investments (GI) located in New York's financial district and is the organization responsible for the… more