- MUFG (New York, NY)
- …agreements, and coordination of transaction documentation. + Coordinate with internal legal, compliance , and risk teams to ensure all transactions comply with ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...memos for senior management. + Collaborate with credit, legal, risk , and compliance teams to address concerns… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade… more
- TD Bank (New York, NY)
- …+ Leads cross-functional teams or projects with significant resource requirements, risk and / or complexity + Independently manages end-to-end finance programs ... and/or + 7+ years of relevant experience preferred + Accounting, financial or relevant professional designation preferred **Customer Accountabilities:** + Focuses on… more
- TD Bank (New York, NY)
- …Initiatives - Training** + Responsible for designing and implementing a robust Compliance training program, including: + Conducting periodic risk -based needs ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair… more
- PVH Corp. (New York, NY)
- …tax provision (monthly/quarterly/annual), including all related tax journal entries and financial statement disclosures in compliance with US GAAP reporting. ... internal stakeholders (Accounting, Finance, Treasury, Legal, etc.) and external auditors to support financial reporting and compliance . + Lead and mentor the tax… more
- Guardian Life (New York, NY)
- …and accountability for delivering on commitments timely. **Reporting Relationships** As our Financial Compliance Analyst, you will report to the Head of ... + Collaborate with business partners to support business strategies, resolve compliance inquiries or investigations, and implement risk mitigation strategies.… more
- Fedcap (New York, NY)
- …and divisional management team(s), coordinate various program/funder audits, ensure tax compliance . Perform financial audits of business functions and processes ... audits for management to assess the effectiveness of controls, accuracy of financial records, efficiency of operations, and compliance with government regulation… more
- CIBC (New York, NY)
- … risk assessments of US regulatory requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management framework; + Assist in ... Data Research, Decision Making, Process Improvements, Quality Assurance (QA), Regulatory Compliance , Risk Assessments, Strategic Objectives At CIBC, we are… more
- MTA (New York, NY)
- …assisting with planning, directing, and administering the operations of the MTA Ethics, Risk and Compliance program. Additionally, this role supports the Agency ... necessary. + Special assignments for the Deputy Chief Ethics, Risk and Compliance Officer covering a variety...a policymaking position must file an Annual Statement of Financial Disclosure (FDS) with the NYS Commission on Ethics… more
- Cardinal Health (Albany, NY)
- **_What Ethics & Compliance contributes to Cardinal Health_** Ethics & Compliance promotes a culture that encourages ethical conduct and a commitment to ... compliance . This function implements strategies and processes to ensure...as the development and completion of the annual enterprise risk assessment and audit and monitoring plan. The Manager… more