- TD Bank (New York, NY)
- …to support a strong risk culture and comprehensive approach to managing regulatory compliance risk . This Director - Compliance Testing Team Lead role is ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair… more
- WMCHealth (Valhalla, NY)
- …Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and federal ... in identifying and recommending risk areas for auditing and developing an annual compliance work plan.. + Works closely with the VP, Compliance for the… more
- TD Bank (New York, NY)
- …+ Ensure appropriate LRRs and Controls are mapped to the Business + Conduct compliance risk assessments to ensure effective business control framework + Analyze ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $185,000 - $225,000 USD TD is committed to providing fair… more
- University of Rochester (Rochester, NY)
- …and enforce internal policies related to government contracting, ethics, and overall compliance standards. + ** Risk Mitigation** : Identify, assess, and address ... **Reporting & Documentation** : Prepare, present, and submit comprehensive reports on compliance status, audit results, risk assessments, and other relevant… more
- MTA (New York, NY)
- Vice President, Environmental Compliance Job ID: 11620 Business Unit: Bridges and Tunnels Location: New York, NY, United States Regular/Temporary: Regular ... Date: Until Filled Functional Job Title: Vice President, Environmental Compliance Department/Division: Environmental, Safety & Health Work Location: Randall's… more
- WMCHealth (Poughkeepsie, NY)
- …Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and federal ... + Identifies high risk areas for review and assists the VP, Compliance to prepare the related remedial or audit plan. + Participates with leadership in… more
- Raymond James Financial, Inc. (New York, NY)
- …expectations of prudential regulators for businesses associated with a global, diversified Financial Holding Company + Compliance Risk Management concepts ... risk with business partners to identify and address compliance gaps or risk mitigation steps +...Compliance , Legal, Banking and/or regulatory experience in the financial services industry. + Minimum five (5) years management… more
- Lincoln Financial (Albany, NY)
- …a resource to applicable internal/external stakeholders and will execute on more complex compliance plans, reviews, and risk analyses for assigned area. **What ... Glance** We are excited to bring on an accomplished ** Compliance Consultant** to our Retirement Plan Services/Product team to...\#LI-Remote **What's it like to work here?** At Lincoln Financial , we love what we do. We make meaningful… more
- Capital One (New York, NY)
- …or military experience + At least 4 years of experience in auditing, compliance , risk management, accounting, or a combination. Preferred Qualifications: + At ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- American Express (New York, NY)
- …-based audits, the team evaluates both the design and operating effectiveness of financial crime compliance programs, while also offering insights to strengthen ... Background in Compliance would be a plus + Qualification in Financial Crime prevention (eg, ACAMs or ICA Diploma) **Qualifications** Salary Range: $130,000.00 to… more