- Lincoln Financial (Albany, NY)
- …a resource to applicable internal/external stakeholders and will execute on more complex compliance plans, reviews, and risk analyses for assigned area. **What ... Glance** We are excited to bring on an accomplished ** Compliance Consultant** to our Retirement Plan Services/Product team to...\#LI-Remote **What's it like to work here?** At Lincoln Financial , we love what we do. We make meaningful… more
- Capital One (New York, NY)
- …or military experience + At least 4 years of experience in auditing, compliance , risk management, accounting, or a combination. Preferred Qualifications: + At ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- American Express (New York, NY)
- …-based audits, the team evaluates both the design and operating effectiveness of financial crime compliance programs, while also offering insights to strengthen ... Background in Compliance would be a plus + Qualification in Financial Crime prevention (eg, ACAMs or ICA Diploma) **Qualifications** Salary Range: $130,000.00 to… more
- Santander US (Staten Island, NY)
- …by both excellent verbal and written communication. + Superior knowledge of financial analysis, risk evaluation, loan documentation + Motivating, developing, and ... Financial Advisor - Centralized, Staten Island, NY Country:...client objectives, and making appropriate investment/insurance recommendations consistent with compliance standards to achieve sales results and long-term client… more
- Raymond James Financial, Inc. (New York, NY)
- …state securities regulations. + Engage with senior business leaders, providing compliance guidance to support decision-making and operational risk management. ... + Leadership and collaboration across senior business units. + Strategic planning, risk management, and regulatory analysis. + Compliance investigations and… more
- New York Genome Center (New York, NY)
- …agencies (both government and private), regulators, and advisors. + Oversee effective financial controls and compliance with all technical and regulatory ... The Chief Financial Officer (CFO) is a critical position who...NYGC's building and associated infrastructure. + Develop and implement risk management programs to ensure compliance with… more
- TD Bank (New York, NY)
- …units in adhering to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . ** Compliance ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is...JD desirable but not required + Knowledge of global financial institutions' operational, financial , sales and trading,… more
- Raymond James Financial, Inc. (New York, NY)
- …as assigned. **Knowledge, Skills, and Abilities** **Advanced knowledge of:** + Compliance and legal procedures in the financial services industry. ... years of Compliance , Legal, Banking and/or regulatory experience in the financial services industry. + Minimum ten (10) years management experience within the … more
- Citigroup (New York, NY)
- …and execution of financial objectives related to revenues, expenses, capital, and risk . They are a key member of their respective business / function management ... Risk , Legal and other functions while leading delivery of capital, risk and profitability targets + Driving financial discipline, efficiencies and a… more
- City of New York (New York, NY)
- …Aging seeks a highly motivated Senior manager with broad-based experience in compliance , internal and external audit, financial reporting and programmatic fiscal ... and support they need to succeed. The Bureau of Financial Services (BFS) is responsible for administering the agency's...processes to serve as Chief Compliance Officer. The selected candidate for this position will… more