- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The...team are in a manner consistent with the Bank's risk culture and the relevant risk appetite… more
- M&T Bank (Buffalo, NY)
- …upon their skills and experience. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory ... Institutional Client Services, or support functions such as Treasury, Finance, Compliance , Technology, Operations, Risk Management, or Credit Administration.… more
- SMBC (New York, NY)
- …for training development. + Help establish and maintain coordination with related compliance disciplines - eg, regulatory change, risk assessment, management of ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance … more
- ManpowerGroup (New York, NY)
- …the Job?** + Lead and execute audits across multiple regulatory frameworks, ensuring compliance and risk mitigation. + Conduct comprehensive audits related to ... Our client, a prestigious financial services firm, is seeking an Internal Auditor...services firm. + Engagement in meaningful work that impacts compliance and risk management. + Collaboration with… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... details for this role. **Job Description:** This Director - Compliance role will be a key member of the...with a registered US broker dealer, regulator, or global financial organization. + JD preferred but not required +… more
- NASCO (Albany, NY)
- **Overview** The Senior Corporate Counsel, Compliance & Commercial operates under general direction and is responsible for providing legal and regulatory guidance to ... and drafts complex commercial transactions, including technology agreements, and provides compliance guidance and support throughout the organization to ensure our… more
- SMBC (New York, NY)
- …in accounting and finance and strong ability to analyze elements of credit risk in various transactions with financial institutions in the Americas. The ... the Credit Department. **Responsibilities** + Analyze various elements of credit risk primarily in transactions with financial institutions (Banks,… more
- Guidehouse (New York, NY)
- …Do** **:** Guidehouse helps clients address complex business issues through management, risk and technology consulting. Finding the right talent is both the hallmark ... table not just driving accounting activities but the broader financial process and linking it to our overall strategy...the public sector address complex business issues through management, risk and technology consulting. For the past 10+ years… more
- Citigroup (New York, NY)
- …of financial objectives related to revenues, expenses, capital, and risk for their respective areas. This includes partnering across other functions and ... Financial Officers support the development and execution...FP&A teams and other functional partners + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- M&T Bank (Buffalo, NY)
- …and/or other technology domains. + Manage Technology department(s) and responsible for all financial , compliance , human resources and risk operations with ... performance management and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the… more