- JPMorgan Chase (Brooklyn, NY)
- …**Preferred qualifications, capabilities, and skills** + A background in controls, compliance , operational risk management, strategy consulting, or corporate ... The Legal, Compliance & Controls team is responsible for developing...Functions with scalable and integrated solutions that strengthen firmwide risk assessment processes and controls by aligning adjacent operating… more
- Nestle (Bohemia, NY)
- …learn from talented colleagues around the globe, and benefits that support physical, financial , and emotional wellbeing. Join us to innovate for impact and reimagine ... for patients and consumers. **Position Summary:** As an IT Compliance Expert , you play a crucial part in...Blue Mountain RAM,Veeva, QMS and QDocs, + Experienced in risk assessments, remediation plans, and corrective and preventive action… more
- American Express (New York, NY)
- …Banking Services Organization was created to meet ongoing American Express Members' financial services needs beyond the card and build upon a broader Membership ... to driving the future success of American Express. The Compliance Manager- Banking Product Issue Management will ensure our...+ Facilitate the creation of effective controls to mitigate risk and avoid issue recurrences + Manage and organize… more
- SolomonEdwards (Albany, NY)
- …role involves working across the First and Second Lines of Defense to assess compliance , evaluate risk controls, and ensure adherence to applicable laws and ... years of auditing or equivalent issue validation experience in financial crimes compliance . . CAMS or similar...independently design and execute test scripts. . Familiarity with financial crimes risk areas and frameworks. **… more
- Guidehouse (New York, NY)
- …consulting + 7+ years' experience in one or more of the following areas: + Operational risk and/or big bank compliance + Banking regulations and compliance + ... mindset + Focus on exceptional quality in all deliverables + Managed compliance and risk assessment processes for Globally Systemically Important Banks… more
- Guidehouse (New York, NY)
- …solutions to our clients that result in measured profitable sales for Guidehouse: * Risk , controls, and compliance * Security and operational risk management ... managed services consulting firm serving the public and commercial markets in financial services, healthcare, sustainability, and national defense. Our mission is to… more
- City National Bank (New York, NY)
- …the portfolio review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while ensuring that ... * FINANCIAL ADVISOR SENIOR* WHAT IS THE OPPORTUNITY? The...client asset allocation appropriate with client's investment objectives and risk tolerance based on CNAM models. * Review the… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services, Department of Title Assistant Chief Field Unit (Director Financial Services Programs 2, SG-33) Occupational Category Other ... State NY Zip Code 10004 Duties Description The New York State Department of Financial Services seeks to build an equitable, transparent, and resilient financial … more
- BlackRock (New York, NY)
- …and actively managed products. This individual will be able to effectively manage compliance risk and help ensure compliance with regulatory requirements ... + 6-10 years of relevant experience from a legal and compliance department of a leading investment management/ financial services organization.… more
- ManpowerGroup (New York, NY)
- Our client, a leading financial institution, is seeking a Compliance Analyst to join their team. As a Compliance Analyst, you will be part of the ... to problem-solving, which will align successfully in the organization. **Job Title:** Compliance Analyst **Location:** New York, New York **Pay Range:** $75,000 -… more