- American Express (New York, NY)
- …efforts multiple integrated workstreams to enable compliance with the firm's Financial Crime Risk Management Policy and Standards. This individual will ... stakeholders including the GFCC COO, Financial Crimes Compliance Surveillance Unit, US Investigations Unit, Risk ...Crimes Compliance Surveillance Unit, US Investigations Unit, Risk and Threat Assessment Group, Financial Crimes… more
- TD Bank (New York, NY)
- …Partner closely with Employee Relations and HR Advice CoE, HR 1B, Legal, Compliance , Risk , and internal and external counsel. Maintain productive relationships ... and ensure team members complete all required training + Understands, utilizes and follows compliance / risk and control programs + Consults with all risk … more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... + Experience as an Equities CFO, or experience driving financial and/or risk analysis for Equities desks...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Dow Jones (New York, NY)
- …Mansion Global, Financial News, Investor's Business Daily, Factiva, Dow Jones Risk & Compliance , Dow Jones Newswires, OPIS and Chemical Market Analytics. ... NWSA; ASX: NWS, NWSLV). **About the Team:** Dow Jones Risk & Compliance is a specialist team...screening requirements.Over 4,500 clients globally - both in the financial , corporate and governmental area - are relying on… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... ensure accurate risk assessments, timely monitoring of performance trends, validating risk ratings, monitoring covenant compliance , as well as adherence to… more
- Coinbase (Albany, NY)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors.… more
- M&T Bank (Tarrytown, NY)
- …adherence of underwriting to the Commercial Credit Policy, and evaluating any risk associated with non- compliance . + Present analysis or address questions ... Credit is also responsible for ensuring the accurate completion of the Bank's risk rating scorecards and financial statement spreads. The work completed in… more
- M&T Bank (Hauppauge, NY)
- …risk for commercial clients at M&T Bank. This position involves analyzing financial statements, monitoring loan portfolio, and ensuring compliance with credit ... adherence of underwriting to the Commercial Credit Policy, and evaluating any risk associated with non- compliance Present analysis or address questions during… more