- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... escalated platform issues of a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported area are met and… more
- Citigroup (Getzville, NY)
- …these standards **Qualifications** : + 15+ years of experience in operational risk management, compliance , audit, or other control-related functions in the ... of issues with key stakeholders, such that Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well… more
- Citigroup (Getzville, NY)
- …in the execution of Enterprise Risk Management Framework and adherence with Risk Management and Compliance + Policies. + Contribute to the oversight of ... + Minimum of 5-8 years of experience in operational risk management, compliance , audit, or other control-related...compliance , audit, or other control-related functions in the financial services industry. + Ability to identify, measure, and… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... experience, C++ is most relevant, with an emphasis on financial modeling and numerical optimization + 4+ years of...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... including CI/CD automation and cloud deployment strategies + Lead team to ensure compliance and risk management requirements for supported area are met and… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and… more
- Capital One (New York, NY)
- …underwrite new transactions. This role requires strong leadership, critical thinking, risk management, financial analysis, and relationship management skills to ... practices. + Mentor and develop junior associates, providing guidance on underwriting, risk assessment, portfolio management and financial modeling. + Represent… more
- MUFG (New York, NY)
- …Managers to problem solve and ensure transaction requests are acceptable within the risk appetite of the Bank. + Ensure compliance with internal policy ... or occasionally in-person. + Stay abreast of and maintain compliance with all internal existing and amended policies and...financial institution or rating agency analyzing corporate client's risk and credit profiles. + Strong financial … more
- Capco, a Wipro Company (New York, NY)
- **About the Team:** As a member of the Finance, Risk , and Compliance ("FRC") group at Capco you will play a lead role delivering projects, ranging from ... across all areas of the front office, operations, technology, risk , finance and compliance . **About the Job:**...**What You'll Bring with You:** + 10+ years of risk management and/or regulatory experience within the financial… more