- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals and physical control of… more
- TD Bank (Port Washington, NY)
- …Store Supervisor supervises day-to-day team activities to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect ... Ownership/oversight of simple to complex daily branch administrative duties + Approves financial transactions using sound judgment to minimize risk and potential… more
- TD Bank (Granville, NY)
- …bank operations + Requires process management knowledge and knowledge of the risk profile for team processes supported, strong knowledge in identifying, tracking and ... and bank operational process management knowledge and expert knowledge of the risk profile for team processes supported, strong knowledge in identifying, tracking… more
- JPMorgan Chase (New York, NY)
- …QR team is responsible for developing and maintaining models for valuation, risk , and P&L calculations, as well as creating quoting and market-making algorithms ... entire model lifecycle, from new model specification and approval to ensuring compliance with internal policies and industry regulations, implementing models in our… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Synchrony (New York, NY)
- …years' experience with the application of US regulatory requirements for Model Risk Management in a financial institution.** **Desired Characteristics:** + ... delivering regulatory requirements. + 4+ years' experience working in a Model Risk Management in the ** financial services industry,** including hands-on… more
- Citigroup (New York, NY)
- …and/or quarterly financial memo reviews of existing borrowers to track compliance with loan covenants, raising potential concerns and taking necessary actions in ... years of experience in credit underwriting, portfolio and/ or risk management with a large multinational financial ...or risk management with a large multinational financial services or Asset Based Lending organization * Demonstrated… more
- MUFG (New York, NY)
- …information security, and/or operational risk management, (includes operations, operational risk management, compliance , audit, and third-party risk ... and or information security), or a combination thereof + Deep understanding of financial institution processes, products, and risk + Strong understanding of… more
- Scotiabank (New York, NY)
- …of Defense, including direct oversight responsibilities. + Deep understanding of non- financial risk , control, and regulatory requirements specific to Capital ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more