- New York State Civil Service (Albany, NY)
- …and a solid understanding of the financial services industry, including risk management and compliance requirements.The Department of Financial Services ... Agency Financial Services, Department of Title Surveillance Operations Analyst ( Financial Services Specialist 2 ( Risk ), SG-23) Occupational Category … more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within our Compliance team, you will be ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...work experience + 5+ years of relevant experience in financial services compliance + Knowledge of SEC,… more
- HUB International (New York, NY)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer, will be a highly visible, senior ... leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer, working closely with...+ 10+ years' experience as a senior SEC regulatory compliance professional for either a large financial … more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** FCRM Investigations is responsible ... referrals, proactive initiatives, 314a/314b, and internal referrals. The Senior AML Financial Crime Risk Investigator conducts holistic reviews of client… more
- Santander US (New York, NY)
- Fund Finance / Markets / Financial Sponsors Credit Risk 2nd Line of Defense - Corporate & Investment Banking Country: United States of America **Your Journey ... Santander is a global leader and innovator in the financial services industry. We believe that our employees are...to the policies and procedures for Fund Finance credit risk . + Represents 2LOD in all new CIB Fund… more
- BlackRock (New York, NY)
- …candidate should have 5+ years of experience in compliance or risk management, preferably at other financial institutions or consulting firms, including ... responsible for AMRS implementation of strategic priorities as it relates to Financial Crime Alternative compliance initiatives in the Americas and globally… more
- Regeneron Pharmaceuticals (Tarrytown, NY)
- …* Supporting global supply market evaluation processes using all available market intelligence, risk , compliance , and financial assessment tools. * Working ... Procurement and drive improvements. * Manages category activities to ensure compliance with appropriate GxPs and other applicable regulations, as applicable. *… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- …success supporting global supply market evaluation processes using all available market intelligence, risk , compliance , and financial assessment tools. + Can ... aligned with corporate priorities. + Leads category activities to ensure compliance with appropriate GxPs and other applicable regulations, as applicable. +… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** The ... Financial Crime Risk Senior Investigator is required to be a seasoned...and mentor teams in conducting thorough investigations, ensuring regulatory compliance , and maintaining high standards of accuracy. Adept at… more
- Citigroup (Queens, NY)
- …model risk management, model development, model validation, or similar risk /control functions within financial institutions strongly preferred. + Familiarity ... to develop new markets, increase share of market and obtain competitive position. Model Risk Management (MRM) is a critical part of Citi's Global Risk Management… more