- American Express (New York, NY)
- …cryptographic platforms + Drive continuous enhancement to data protection + **Governance, Risk , Compliance ** + Bridge traditional boundaries between cyber and IT ... in this vision is the work of the Technology Risk & Information Security organization, empowering the company to...for information security standards and handling IT controls and compliance with regulatory guidance. **What type of work can… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Citigroup (New York, NY)
- …trading activity for potential market abuse. The opportunity is within the Global Markets Non- Financial Risk group and more specifically within Conduct Risk . ... will put you at the heart of a global financial institution? Then bring your skills in attention to...MAR (Market Abuse Regulation) related behaviours through trading experience, compliance , risk , or other related business roles… more
- TD Bank (New York, NY)
- …Wholesale Banking Finance Group is responsible for developing and delivering financial strategy, information, and management support within TD Securities (TDS). A ... related to maintaining and monitoring sound internal controls over financial reporting, disclosure and other financial and...- identify and manage risks, and escalate non-standard, high risk transactions / activities as necessary. + Work with… more
- Amalgamated Bank (New York, NY)
- …mitigating financial crime risks by conducting in-depth reviews of high- risk clients and transactions. This position supports the institution's compliance ... Analyst will review customer relationships that are designated as high- risk to determine if there is unusual activity or...Experience Requirements: + Minimum 3 years experience in BSA, Financial Crimes, Fraud, or Compliance performing customer… more
- American Express (New York, NY)
- …content and training collateral to support colleague awareness and understanding of risk and compliance frameworks and policies + Facilitate the understanding ... impact in this role?** + Support development execution plans for operational risk management within the business unit (BU), including BU specific guidelines, project… more
- American Express (New York, NY)
- …accountability and ensuring lessons learned are integrated into future operational risk management practices + Experience in financial services industry ... Events & Remediation team is to ensure timely identification, response, and resolution of risk events and issues to minimize impact, as well as to prevent recurrence… more
- Citigroup (New York, NY)
- …the 1st Line of Defense, to house and consistently manage credit risk activities performed across its Institutional Client Group organization. ICM provides ... underwriting, identification, measurement, management, and monitoring for wholesale credit risk across the enterprise. Within ICM, the Credit Underwriting function… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more