- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- KeyBank (NY)
- …will be a member of the Fair and Responsible Banking ("FARB") Analytics team within Compliance Risk Management ("CRM"). As part of Key's second line of defense ... that may expose KeyCorp and its affiliates to FARB compliance risk outside its desired risk...3 years of applied statistical and analytics experience in financial services or similar work related to graduate school… more
- Bank of America (New York, NY)
- …client service + Supervises financial transactions and operations to drive risk management best practices and ensure compliance with policies and procedures, ... legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the… more
- Wells Fargo (New York, NY)
- …identify and manage risk . The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, ... At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking...liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk . The… more
- SMBC (New York, NY)
- …**Key Responsibilities:** + Perform independent reviews of credit exposures, including underwriting, risk grading, and policy compliance . + Lead credit reviews ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...risk , credit review, or related functions within a financial institution or credit rating agency. + Working experience… more
- TD Bank (New York, NY)
- …as section 265, section 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with respect to new ... financial products and business activities + Drafting file memos...preparedness + Providing tax counsel to the corporate tax compliance and tax audit functions + Monitoring and assessing… more
- Scotiabank (New York, NY)
- …ensure the adequacy, and effectiveness of day-to-day business controls. Understand that operational risk , regulatory compliance risk , AML/ATF risk , and ... met. This includes but is not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Scotiabank (New York, NY)
- …treasury processes, simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, ... and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and… more
- Santander US (New York, NY)
- …Risk Assessment methodology. + Analysis, evidence gathering and documenting compliance with Federal Financial Institutions Examination Council (FFIEC) ... Santander is a global leader and innovator in the financial services industry. We believe that our employees are...information technology risk management + Knowledge of risk assessments and compliance of major regulatory… more
- BlackRock (New York, NY)
- …needed to manage money in real time. Our investment software combines risk analytics with portfolio management, trading, compliance , and operations tools ... cycle, including pre-trade decisioning, order management, trading, investment operations, risk management/ compliance /oversight, closed-book accounting, or performance measurement… more