- TD Bank (New York, NY)
- …and maintain an efficient interaction model with business partners, other G&C leads, and Risk and Control Partners such as Compliance and Risk Management; ... CA, LLB and/or MBA preferred + 10 years of relevant industry and governance, risk , internal control and/or compliance experience **INCLUSIVENESS** At TD, we are… more
- Raymond James Financial, Inc. (New York, NY)
- …a related discipline and a minimum of three (3) years of experience in the financial services industry, compliance , or risk management. ~or~ + Any equivalent ... operations. + Financial markets and products. **Skill in:** + Overseeing compliance programs. + Integrating and aligning compliance processes and procedures… more
- AON (NY)
- …suppliers in the market, optimizing program performance, guest experience, and financial dynamics. + Align carrier partnerships with long-term business strategy, ... and portfolio discussions. + Develop and refine underwriting guidelines to balance risk , customer value, and profitability. + Leverage data to analyze claims trends… more
- Cardinal Health (Albany, NY)
- …providers. The VMO provides structure and governance to manage vendor relationships, risk , performance, and compliance across the enterprise, ensuring our ... The VMO Director partners closely with business unit leaders, procurement, finance, risk , compliance , and external service providers to ensure vendor engagements… more
- Bank of America (New York, NY)
- …all activities. Decisions made will have significant impact to the firms Regulatory, Financial , Reputational and Operational risk to the Bank. On a tri-annual ... are guided by a common purpose to help make financial lives better through the power of every connection....Trusts) * Experience in any of the following areas: Operations/Finance/ Risk / Compliance * Strong technical and data analytical… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... a strong focus on payments initiatives; experience in the financial services industry is highly desirable. + 2+ years...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Citigroup (New York, NY)
- …technology, regulatory and administrative duties in conjunction with the team, including financial , staffing, quality, risk and regulatory matters + Execute ... projections based on risks and opportunities + Ensure compliance with financial guidelines, company policies and...financial concepts + Problem solving attitude + A Risk and Control mindset + Project management capabilities +… more
- MUFG (New York, NY)
- …transactions, structures, and syndicated arrangements. + Work closely with internal legal, compliance , and risk teams to ensure all transactions comply with ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...memos for senior management. + Collaborate with credit, legal, risk , and compliance teams to address concerns… more
- TD Bank (New York, NY)
- …growth organization. + Ensure processes, policies and procedures are designed in compliance with TD Risk Appetite. + Successfully complete all required ... job specific, compliance -related training. Understand, utilize and follow Compliance / Risk and control programs. Consult with all risk functions in the… more