- JPMorgan Chase (Brooklyn, NY)
- …issues and errors. **Job responsibilities:** + Collaborate with business partners, Legal, Compliance , Risk and other partners to perform ongoing assessment, ... Control Self Assessments (RCSA); internal controls design, review and testing; Compliance ; Operational Risk ; Supervisory Management or Internal Audit… more
- TD Bank (New York, NY)
- …& Sales teams and Desk Heads / Supervisors. + Understanding of key non- financial risk (eg, market, credit, operational) concepts, controls and applicability to ... is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance , AML and Audit) to assess risks, develop and… more
- BMO Financial Group (New York, NY)
- …credit and risk colleagues to ensure seamless client experience and compliance with all internal and external policies and procedures + Work closely with ... BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment...team members to enhance skills and capabilities + Consider risk , internal controls and compliance as part… more
- Santander US (New York, NY)
- …+ Performing first line of defense role for the bank across all risks: Financial / Credit, Legal, Reputational, Regulatory, Compliance , etc. + Reporting to ... Santander is a global leader and innovator in the financial services industry. We believe that our employees are...portfolio. + Leading the internal approval process with the risk , middle office and other support areas. + Engaging… more
- Amazon (New York, NY)
- …works with our largest enterprise customers to address their security and compliance requirements using cloud native technology, while adopting scalable security and ... risk control measures across their infrastructure. Are you excited...using automation and event driven computing to achieve continuous compliance ? Do you want to dive deeper into cloud… more
- Citigroup (New York, NY)
- …standards **Qualifications** : + Minimum of 6-10 years of experience in operational risk management, compliance , audit, or other control-related functions in the ... of issues with key stakeholders, such that Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well… more
- City of New York (New York, NY)
- Job Description The Mayor's Office of Risk Management and Compliance (MORMC), which was created by Mayor Eric Adams to assist City agencies in identifying and ... addressing operational, financial and compliance risks, in order to...individual City agencies to help them create and enhance risk management and compliance programs and develop… more
- Lincoln Financial (Albany, NY)
- …their work to various stakeholders, including product management, pricing review, risk management, and senior leadership. The individual will work on products ... *Develop pricing strategies and provide consultation/clarification on actuarial models and risk issues. *Collaborate with product development team on product design… more
- Lincoln Financial (Albany, NY)
- …* Independently determines if requests for coverage should be rejected based on their risk assessment. * Binds LFG in financial transactions within their scope ... You will independently assess more complex & higher value financial risks related to insurance products, determine price at...LFG will accept risks, alter coverage plans/levels based on risk & pricing, and bind LFG in transactions for… more
- American Express (New York, NY)
- …tracking, remediating, and monitoring data issues and risks that impact financial integrity, reporting, and regulatory compliance . The ideal candidate ... will bring experience in data governance, issue and risk management, and a strong background in financial... risk management, and a strong background in financial data within a highly regulated environment. **Responsibilities:** +… more