- SMBC (New York, NY)
- …* Regulatory Compliance : Understanding of regulatory requirements and risk management practices in financial trading. **Additional Requirements** SMBC's ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...Management: Apply advanced mathematical and statistical techniques to manage risk and ensure compliance with regulatory requirements.… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Scotiabank (New York, NY)
- …streamline, and simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, ... and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Citigroup (New York, NY)
- …consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and ... responsible and in our clients' best interests. As a financial institution that touches every region of the world...first line of defense for wholesale and counterparty credit risk management and works with Independent Risk … more
- Scotiabank (New York, NY)
- …Equity Derivative book, including sales, structuring, pricing, execution, funding, risk management, legal, compliance , client management/onboarding and all ... operational pieces. Analyze US Corporate clients' capital and financial needs to provide tailored derivative solutions. Understand and articulate the mechanics and … more
- SMBC (New York, NY)
- …features and offerings. + Develop strong relationships across all functional areas including Risk , Compliance , Legal, Audit, and HR. + Manage team of product ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...product features and customer value proposition. Interface with legal, compliance , risk management and other internal control… more
- Huntington National Bank (New York, NY)
- …through for remediation. + Responsible for financial statement spreading, risk rating integrity, periodic reviews, annual reviews, compliance , and regulatory ... events on the creditworthiness of prospects and clients. Accountable for risk evaluation and associated regulatory compliance requirements. + Provides… more
- TD Bank (New York, NY)
- …for top-tier client interaction and relationship management. + Deep understanding of regulatory compliance and risk management in the finance industry + Strong ... in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners ( Compliance , Legal), and AMCB Consumer Bank teams to ensure that all regulatory, … more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is… more