- Datavant (Albany, NY)
- …or similar SaaS platforms, with a focus on their application within financial controls and compliance . **Key Responsibilities** _(flexibility of tasks below ... organization, ensuring they meet SOX standards and are sustainable for long-term compliance . The role requires a dynamic individual who can work collaboratively with… more
- MTA (New York, NY)
- …oversees all aspects of the safety and health program, ensuring regulatory compliance , operational safety, and risk mitigation across nine inter-borough ... alignment with the agency's mission, vision, and strategic priorities. Lead strategic risk analysis to proactively identify and mitigate safety and health risks… more
- Citigroup (New York, NY)
- …NAM Regulatory Reporting and Client Tax Operations, ensuring alignment with the global compliance and risk management framework. Lead initiatives to enhance the ... tax operations. Leverage technology to automate processes and minimize risk . + ** Compliance and Risk ...years of experience in regulatory reporting, tax operations, or compliance within the financial services industry, with… more
- Marex (New York, NY)
- …a plus + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. + Bachelor's degree preferred. ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access...client static data in order to improve efficiencies and Compliance reporting. + Ensuring compliance with the… more
- Citigroup (Getzville, NY)
- …team, which is responsible for executing daily controls to mitigate the inherent risk of non- compliance with the SEC's Client Asset Protection rule (15c3-3), ... Client Execs & Prime Finance traders), Markets Operations (NY/NJ), Financial Controllers (NY), Technology, Prime Legal, Compliance ...this regulation to ensure client positions are not at risk of being utilized. + Monitor and manage key… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... from inception to closing, creating client and prospect pitchbooks, presentations, financial modeling and research, credit related activities including review of… more
- Citigroup (Queens, NY)
- …to valuate financial instruments. Validate mathematical or statistical models for risk management and value and data analysis. Manage end-to-end model review and ... with stakeholders, including model developers and business owners to support risk management projects during model lifecycle. Design continued model monitoring plan… more
- Citigroup (Getzville, NY)
- …Assessment, Transfer Pricing. **Other Relevant Skills** Assessment, Credible Challenge, Regulatory Compliance , Risk Management. _Citi is an equal opportunity ... balance sheet. This includes** **Participates in managing liquidity and interest rate risk , the capital/legal entity structure and capital planning as well as… more
- PNC (New York, NY)
- …in this position. **Preferred Skills** Accountability, Customer Solutions, Ensure Compliance , Personal Initiative, Process Improvements, Results-Oriented, Risk ... as client expectations, payment rails, oversight requirements, staffing mix evolve. o Manages risk with common sense and keen awareness of what matters. o Represents… more
- Spectrum Comm Inc (Farmingdale, NY)
- …agencies as needed. + Oversee cash flow management, account reconciliations, and financial compliance reporting. + Provide guidance and mentorship to ... strategic financial decision-making, offering insights into cost control, financial risk , and process optimization. Requirements Qualifications &… more