- JPMorgan Chase (New York, NY)
- …with a diverse array of stakeholders across the company-including Cybersecurity, Technology, Risk Management & Compliance , Legal, Human Resources, and Regulatory ... is vital to US critical infrastructure and the global financial ecosystem. As the Executive Director of the Insider...an undergraduate degree. + Extensive knowledge of governance and risk management frameworks. + Knowledge of compliance ,… more
- Hillside Family of Agencies (Rochester, NY)
- …Center (HCC). The role ensures that all contractual agreements align with legal, financial , and operational standards, while minimizing risk to the organization. ... Oversee the receipt and assessment of proposed service contracts, conducting high-level risk and impact analyses, ensure compliance and initiate internal review… more
- UMB Bank (Albany, NY)
- …quality control reviews of retail branch locations to identify operational and compliance risk within the retail branch. This associate works closely ... with the Compliance and Oversight Program Manager and reports to the...retail branch quality control review performed, including an overall risk rating articulating the level of risk … more
- Marex (New York, NY)
- …+ Monitoring of credit lines and sanction screening queues. + Help set up compliance , financial crime and fraud detection and AML processes and procedures + ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- Marex (New York, NY)
- Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients ... in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth...process owner for variable pay and deferred equity, ensure compliance within the group and by service providers. Cost… more
- JPMorgan Chase (New York, NY)
- …Product, Operations, Finance, Treasury, Sales, Service, and Digital teams, as well as Legal, Risk , and Compliance . + Represent voice of the Advisor and Client ... maintaining partnerships with LOB specific product, technology, marketing, legal, risk , compliance , finance, and operations partners **Required qualifications,… more
- Citigroup (Brooklyn, NY)
- …goals. + Collect and analyze information about the customer's financial situation, financial and personal goals, tolerance for risk and change, plans for the ... set directly to clients. **Responsibilities:** + Consult with customers about their financial situation, financial and personal objectives and lending needs for… more
- US Bank (New York, NY)
- … risk mitigation -Partner with their assigned Line of Business, other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...impact their assigned line of business Advanced knowledge of Risk / Compliance /Audit competencies and ability to execute an… more
- TD Bank (New York, NY)
- …+ Understand all Legal, Regulatory, and Rules for relevant markets, ensuring product compliance with all relevant regulations and risk management policies. Work ... capital market products and services to corporate, government, and financial institution (FI) clients through Global Transaction Banking (GTB),...with internal Risk & Compliance partners to ensure product suite meets… more
- KeyBank (Dewitt, NY)
- …clients; effectively managing internal and external centers of influence. + Ensuring compliance with operational, risk , security and audit procedures and ... the entire client relationship with a plan-based approach to financial advice. As a PCB, you will deliver and...styles and uses various approaches appropriately and effectively + Risk Management: Implements or manages risk management… more