- Truist (Raleigh, NC)
- …Ten years related experience at a large financial institution performing legal, compliance , or other duties such as risk management and/or project management ... compliance gaps, partners in the analysis of legal, regulatory and compliance initiatives. Manages cybersecurity risk and compliance functions which… more
- Truist (Charlotte, NC)
- … with reconcilement policy. + Provide first line execution and oversight for financial reporting controls and risk for Finance processes. + Provide accounting ... Serve as a strategic business partner within Accounting & Financial Reporting, providing centralized guidance, oversight, and coordination between applicable… more
- Lincoln Financial (Raleigh, NC)
- …a resource to applicable internal/external stakeholders and will execute on more complex compliance plans, reviews, and risk analyses for assigned area. **What ... Glance** We are excited to bring on an accomplished ** Compliance Consultant** to our Retirement Plan Services/Product team to...\#LI-Remote **What's it like to work here?** At Lincoln Financial , we love what we do. We make meaningful… more
- Cardinal Health (Raleigh, NC)
- **_What Ethics & Compliance contributes to Cardinal Health_** Ethics & Compliance promotes a culture that encourages ethical conduct and a commitment to ... compliance . This function implements strategies and processes to ensure...as the development and completion of the annual enterprise risk assessment and audit and monitoring plan. The Manager… more
- Truist (Charlotte, NC)
- …for coordinating and managing the delivery of value-added independent, objective risk -based internal audit assurance services for the Audit Committee and Executive ... of the design and operating effectiveness of internal controls. Ensure compliance with laws, regulations, and corporate policies. Identify and evaluate risks… more
- Motion Recruitment Partners (Charlotte, NC)
- …A well-known Financial Services Company is looking for a Regulatory Compliance Consultant with experience in Supply Chain Management in Charlotte, NC (Hybrid). ... with the brightest minds at one of the largest financial institutions in the world. This is a long-term...+ 8+ years of experience in regulatory change management, compliance , or risk governance. + Strong understanding… more
- Truist (Raleigh, NC)
- …a leadership role in the delivery of value-added independent and objective risk -based internal audit assurance and advisory services. The Senior Audit Manager ... further develops and maintains specialization and expertise in specific areas of financial services and assists in line of business relationship management and … more
- Atria Wealth Solutions (King, NC)
- Through its relationship with CUSO Financial Services, LP (CFS) Allegacy Federal Credit Union is seeking a Financial Advisor to join their team in the King NC ... realize their dreams? Do you believe that strong, personal relationships are critical to financial success? Do you want to work for an organization that has its… more
- Bank of America (Charlotte, NC)
- …of Regulatory Compliance experience + Data based decision making + Risk Management + Coaching and development + Issue Management + Policies, Procedures, and ... Global Financial Crimes Investigations Manager Charlotte, North Carolina **To...oversight + Reviews facts of the investigation, and escalates risk to senior stakeholders and partners with Front Line… more
- EverBank (Charlotte, NC)
- …related to CRA, HMDA, and related fair lending requirements. + Works to ensure compliance and reduce risk related to CRA, HMDA and supporting requirements ... and time management skills **Preferred Qualifications** + 7+ years in banking or financial services, with a focus on compliance program development + Ability… more