- TD Bank (Charlotte, NC)
- …(eg, SailPoint, CyberArk, Active Directory, Azure AD, etc.) and integration with governance, risk , and compliance (GRC) tools. + Familiarity with **SOX, GLBA, ... of governance and control activities for moderately complex or high- risk business or functional area and implements policies/processes and/or...FFIEC** , and other applicable financial sector compliance requirements. This role will… more
- Truist (Charlotte, NC)
- … risk management, supplier portfolio management, operating efficiency cost initiatives, financial risk management, and supplier and cost reporting strategies ... impact of supplier engagements, including budgeting, forecasting, and reporting. **4. Risk Management and Compliance :** * Develop and implement comprehensive … more
- TD Bank (Charlotte, NC)
- …associated troubleshooting. + Solid understanding of AML Transaction Monitoring and other financial crime compliance regulations and industry best practices. + ... the analysis of transaction, account and customer data for various financial services and products. Identification and analysis of potential transaction monitoring… more
- American Express (Charlotte, NC)
- …tracking, remediating, and monitoring data issues and risks that impact financial integrity, reporting, and regulatory compliance . The ideal candidate ... will bring experience in data governance, issue and risk management, and a strong background in financial... risk management, and a strong background in financial data within a highly regulated environment. **Responsibilities:** +… more
- Bank of America (Charlotte, NC)
- …delivering high quality results **Desired Qualifications:** + Internal Credit Review / Credit Risk Review + Bachelor's Degree **Skills:** + Financial Analysis + ... are guided by a common purpose to help make financial lives better through the power of every connection....assessment of the quality of credit decisioning, portfolio management, risk recognition practices and the effectiveness of credit processes… more
- Bank of America (Charlotte, NC)
- …At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible ... and developing exceptional talent, supporting our teammates' physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an… more
- PNC (Charlotte, NC)
- …create investor reports, escalate and resolve issues accordingly, and manage credit risk and compliance documentation. Improves policies and processes as ... Statement Analysis, Investment Reporting, Managing Multiple Priorities, Market Risk , Negotiating, Problem Solving, Regulatory Environment - Financial … more
- City National Bank (Raleigh, NC)
- …Capital Markets, Registered and Unregistered Fund Vehicles, Support Functions (Operations, Compliance , Risk ). Additionally, the position is responsible for ... years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum...Auditor Or * CFIRS - Certified Fiduciary and Investment Risk Specialist Or * CFA - Charter Financial… more
- MongoDB (Raleigh, NC)
- …capital + Oversee the Company's relationships with banks, asset managers, and other financial institutions + Ensure compliance with all relevant financial ... a highly skilled and experienced Director, Assistant Treasurer to manage MongoDB's financial activities and provide strategic financial guidance to the senior… more
- TD Bank (Charlotte, NC)
- …for top-tier client interaction and relationship management. + Deep understanding of regulatory compliance and risk management in the finance industry + Strong ... in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners ( Compliance , Legal), and AMCB Consumer Bank teams to ensure that all regulatory, … more