- Regions Bank (Charlotte, NC)
- …and governance teams to co-create scalable and secure solutions meeting banking / financial services Risk and Compliance standards. Provide architectural ... oversight for enterprise modernization initiatives. + Applies Regions and Industry architecture principles in crafting appropriate architectures incorporating a mix of private/on-premises cloud, public cloud (AWS, Microsoft Azure etc.) and… more
- US Bank (Charlotte, NC)
- … risk mitigation -Partner with their assigned Line of Business, other Risk / Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...impact their assigned line of business Advanced knowledge of Risk / Compliance /Audit competencies and ability to execute an… more
- TD Bank (Charlotte, NC)
- …+ Understand all Legal, Regulatory, and Rules for relevant markets, ensuring product compliance with all relevant regulations and risk management policies. Work ... capital market products and services to corporate, government, and financial institution (FI) clients through Global Transaction Banking (GTB),...with internal Risk & Compliance partners to ensure product suite meets… more
- Lincoln Financial (Charlotte, NC)
- …planning, coordination and service maturity working across IT, business resilience, risk management, regulatory and compliance . **What you'll be doing** ... of company data, databases, information systems, and technology. * Conducts complex risk analysis to identify critical operations and systems that are core to… more
- Fifth Third Bank, NA (Charlotte, NC)
- …development of the wealth planning process. + Adherence to all aspects of oversight, risk and compliance as it relates to following policy, process and ... This role focuses on developing and preparing existing and prospective clients' financial plans, analysis, and models, which may encompass business transitions, tax… more
- TD Bank (Charlotte, NC)
- …in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals and physical control of ... + Cloud experience preferred (Databricks/Azure) + Experience with Data Risk Management, Data Quality, Data Risk Identification...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …+ Lead cross-functional teams or projects with significant resource requirements, risk and / or complexity + Independently manage end-to-end functional programs ... Knowledge of current and emerging competitor and market trends + Knowledge of risk management environment, standards and regulations + Ability to manage a budget and… more
- PNC (Fayetteville, NC)
- …ensuring audit controls are followed and the support and adherence to compliance and regulatory guidelines. Manages service and operational aspects of a Branch ... an omni channel environment. Provides solutions and advice to improve client financial well-being. Leads effective problem resolution. + Fosters a positive working… more
- NASCO (Raleigh, NC)
- …strategy, platforms and patterns, AI/ML governance, and US healthcare payer regulatory compliance (eg, HIPAA, HITRUST, CMS). This person leads Data Architects, AI ... deliver data-driven SaaS solutions that enhance healthcare payer operations, risk management, and member engagement. **Responsibilities** Governance + Manages… more
- Lincoln Financial (Charlotte, NC)
- …enhancements to Legal and Compliance technology with a focus on Financial Crime Risk Management * Proactively identifying and recommending process ... develop creative and collaborative approaches _Nice-to-haves:_ . Financial Crime Risk Management (FCRM) familiarity . Legal or Compliance business exposure… more