- Lincoln Financial (Charlotte, NC)
- …planning, coordination and service maturity working across IT, business resilience, risk management, regulatory and compliance . **What you'll be doing** ... of company data, databases, information systems, and technology. * Conducts complex risk analysis to identify critical operations and systems that are core to… more
- Fifth Third Bank, NA (Charlotte, NC)
- …development of the wealth planning process. + Adherence to all aspects of oversight, risk and compliance as it relates to following policy, process and ... This role focuses on developing and preparing existing and prospective clients' financial plans, analysis, and models, which may encompass business transitions, tax… more
- TD Bank (Charlotte, NC)
- …in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals and physical control of ... + Cloud experience preferred (Databricks/Azure) + Experience with Data Risk Management, Data Quality, Data Risk Identification...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …+ Lead cross-functional teams or projects with significant resource requirements, risk and / or complexity + Independently manage end-to-end functional programs ... Knowledge of current and emerging competitor and market trends + Knowledge of risk management environment, standards and regulations + Ability to manage a budget and… more
- PNC (Fayetteville, NC)
- …ensuring audit controls are followed and the support and adherence to compliance and regulatory guidelines. Manages service and operational aspects of a Branch ... an omni channel environment. Provides solutions and advice to improve client financial well-being. Leads effective problem resolution. + Fosters a positive working… more
- NASCO (Raleigh, NC)
- …strategy, platforms and patterns, AI/ML governance, and US healthcare payer regulatory compliance (eg, HIPAA, HITRUST, CMS). This person leads Data Architects, AI ... deliver data-driven SaaS solutions that enhance healthcare payer operations, risk management, and member engagement. **Responsibilities** Governance + Manages… more
- Lincoln Financial (Charlotte, NC)
- …enhancements to Legal and Compliance technology with a focus on Financial Crime Risk Management * Proactively identifying and recommending process ... develop creative and collaborative approaches _Nice-to-haves:_ . Financial Crime Risk Management (FCRM) familiarity . Legal or Compliance business exposure… more
- Truist (Raleigh, NC)
- …minimize downtime and business impact. Partner with engineering, security, business unit, risk , and compliance teams to align observability initiatives with ... Excellent communication and leadership abilities, fostering collaboration across engineering, risk , and business teams. ** Compliance and Regulatory Knowledge:**… more
- USAA (Charlotte, NC)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you'll have:** ... USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We… more
- Truist (Charlotte, NC)
- … policies and procedures. 5. Work with originations, portfolio management, legal, compliance and risk partners to facilitate seamless execution. 6. Mentor, ... policies and procedures as well as regulatory requirements. 2. Communicate and oversee compliance with risk policies and procedures. 3. Attract, retain and… more