- PNC (NC)
- …Change, Experience, Strategy (RCES) organization, supporting the First Line of Defense (1LOD) Financial Crimes Compliance Program Office (FCCPO) team. This is a ... within the 1LOD FCCPO team, which maintains a comprehensive risk -based program to manage potential financial crime...Sanctions Program monitoring reviews. + Reviews AML and Sanctions compliance reports and related customer risk profiles.… more
- City National Bank (Charlotte, NC)
- …activities and metrics and ongoing performance monitoring as well as other relevant model risk compliance metrics and measures. * Socialize and support the model ... ranking. Models include those used within the various Business Units for supporting financial reporting, risk management, decision-making, Basel II risk … more
- Truist (Charlotte, NC)
- …risk management experience in financial services or related field. . Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent ... change from time to time. . Advise leaders ensuring compliance with policies, standards and procedures, particularly in areas...and related training or experience. . Seven years of risk management experience in financial services, and… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... enhance, manage, and govern data management and reporting processes for credit risk regulatory reporting. This includes ensuring compliance with policy… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... documentation of GL data flows, metadata, and controls that support risk reporting and compliance . + Contribute to ongoing projects focused on enhancing the… more
- American Express (Apex, NC)
- …in this role?** The Global Operational Risk Oversight organization within Global Risk and Compliance (GRC) is responsible for identifying and managing ... **Minimum Qualifications:** + 5 years of leadership experience in risk management, compliance , internal fraud investigation, or...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- Truist (Charlotte, NC)
- … risk Subject Matter Expert (SME) to assigned Business Unit across all risk types to promote and strengthen compliance with applicable regulations, policies, ... assigned business areas in identifying, escalating and in remediating risk control gaps to ensure compliance with...training. + Eight plus years of experience in a financial institution with emphasis on risk management… more
- Truist (Charlotte, NC)
- … risk Subject Matter Expert (SME) to assigned Business Unit across all risk types to promote and strengthen compliance with applicable regulations, policies, ... assigned business areas in identifying, escalating and in remediating risk control gaps to ensure compliance with...related training. + 8+ years of experience in a financial institution with emphasis on risk management… more
- PNC (Charlotte, NC)
- …leads internal audits to assess the effectiveness of controls, accuracy of financial records, efficiency of operations, and compliance with applicable ... Control Assessment, Internal Controls, Process Control, Risk Assessments, Risk Management **Competencies** Audit And Compliance Function, Auditing, Business… more