- Lumen (Raleigh, NC)
- … reporting and oversight. * Map and perform control testing to assure control compliance . * Conduct periodic risk assessments to ensure that legal, regulatory, ... future. **The Role** Lumen is looking for an experienced risk professional to further develop and drive our ...be considered. * Preferred working knowledge of legislative and financial regulatory compliance standards and best practices.… more
- Truist (Winston Salem, NC)
- …in financial services or related field. 3. Professional certifications such as Financial Risk Manager (FRM), Certified Risk Professional (CRP), Certified ... with small business and premier clients. A strong understanding of consumer financial products, retail banking operations, risk management frameworks, and… more
- Truist (Charlotte, NC)
- …for Central Supervision Group (CSG) leadership, while maintaining a focus on mitigating risk for the firm from financial , reputation and regulatory items. Ensure ... Management. Review of Electronic Correspondence/Social Media Review to ensure compliance with Regulatory requirements as well as current firm...+ Three to Six years of experience in a financial or other institution with emphasis on risk… more
- Eliassen Group (Raleigh, NC)
- …thousands of companies reach further and achieve more with their technology solutions, financial , risk & compliance , and advisory solutions, and clinical ... documentation up to date in order to be in compliance and continue to do business in different countries...an Eliassen.com email address and never provide personal or financial information to anyone who is not clearly associated… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... of risk management, business controls, quality assurance, business operations, compliance , or process experience, or equivalent demonstrated through one or a… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... training, military experience, education. **Desired Qualifications:** + Experience in Audit, Compliance , Risk and Testing. + Issues management, validation and… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more