- Truist (Raleigh, NC)
- …impact to the BU, and ensure appropriate remediation. + In conjunction with Compliance Risk Management and Legal, monitor BU adherence to applicable policies, ... implementation across Truist (where applicable). + Advocate the Bank's risk culture, compliance with enterprise risk...and remediation + 10 years of experience in a financial institution with emphasis on risk management,… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... a technically challenging nature + Lead team to ensure compliance and risk management requirements for supported...years of experience with Capital Markets / Banking / Financial Services + 5+ years of experience in messaging… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... and DevOps practices + Manage allocation of people and financial resources to ensure commitments are met and align...and Analysts + 4+ years of Capital Markets, Governance, Risk , and Compliance concepts - including knowledge… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... organizational, multi-tasking, and prioritizing skills + Experience identifying and mitigating risk , ensuring compliance with processes and procedures +… more
- Regions Bank (Charlotte, NC)
- …Anti Money Laundering Specialist (CAMS) + Certified Information Security Auditor (CISA) + Financial Risk Manager (FRM) + Financial Industry Regulatory ... area, or program. **Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities +… more
- American Express (Charlotte, NC)
- …thresholds. + Develop strong working relationships with partners across CEG and Global Risk & Compliance to drive Enterprise-wide impact + Influence and help ... HR, People or Workforce Risk Management + Strong understanding of risk management requirements and implications for Global Financial Institutions + Strategic… more
- Robert Half Management Resources (Charlotte, NC)
- … and regulatory compliance . The ideal candidate will provide critical guidance on financial risk metrics and help address gaps in risk monitoring and ... implement robust risk management strategies, including the measurement of key financial risk metrics. * Provide training and knowledge transfer to internal… more
- SMBC (Charlotte, NC)
- …+ 3-5 years of business experience in finance, audit, risk , compliance , or regulatory management in banking / financial services. Specific knowledge ... for EUC governance is a plus: (Reporting - Financial , Regulatory, Risk , Executive Management, Board; Front-Office Operations, Compliance , Capital / Treasury… more
- Wells Fargo (Charlotte, NC)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... is your opportunity to dive into the world of financial risk , analytics, and AI while staying...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Truist (Charlotte, NC)
- … risk Subject Matter Expert (SME) to assigned Business Unit across all risk types to promote and strengthen compliance with applicable regulations, policies, ... assigned business areas in identifying, escalating and in remediating risk control gaps to ensure compliance with...related training. + 6+ years of experience in a financial institution with emphasis on risk management… more