- HP Inc. (Spring, TX)
- …it remains risk focused. + Ensure the company stays updated on evolving risk management and financial control best practices. + Coordinate and manage SOX, ... ITAC. + Regularly report to the Audit Committee on risk and financial controls + Undertake second-line...guide and mentor team members, fostering a culture of compliance and risk awareness. + **Cross-functional Collaboration:**… more
- Bank of America (Plano, TX)
- …to facilitate cross-functional collaboration including GBAM Sales COOs, Refresh Operations, Global Financial Crimes, Risk & Compliance , Technology, as well ... are guided by a common purpose to help make financial lives better through the power of every connection....and reporting solutions that support operational efficiency & regulatory compliance in the Anti-Money Laundering and Know Your Customer… more
- Wells Fargo (Irving, TX)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... experience, training, military experience, education **Desired Qualifications:** + Experience in compliance , regulatory change management, or risk management in… more
- Santander US (Dallas, TX)
- …compliance requirements. You will gain direct knowledge of regulatory obligations, risk management practices, and compliance related functions such as ... Consumer Compliance Management Intern Country: United States of America...Santander is a global leader and innovator in the financial services industry. We believe that our employees are… more
- PNC (TX)
- …needed to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, ... opportunity to contribute to the company's success. As a Compliance Program Advisor, you will be within PNC's Retail...you will be within PNC's Retail Organization supporting the Risk , Change, Experience & Strategy (RCES) First Line of… more
- Robert Half (Dallas, TX)
- …adequacy and effectiveness of internal controls related to trust operations and fiduciary risk management. + Conduct ing financial and operational audits to ... more effective and efficient in a way that is risk -sensitive, regulatory compliant, well controlled, and enabled by leading...and accounting frameworks (GAAP, CIFRS, etc.). + Assess ing financial reporting processes and validat ing compliance … more
- Santander US (Dallas, TX)
- …attention or action. + Work closely with cross-functional teams, including Legal, Risk Management, and Operations, to ensure seamless compliance efforts. **What ... Master's Degree in Business, Finance, or equivalent field. - Preferred. 5+ Years Compliance , Legal, Regulatory, or Financial Services. - Preferred. + In-depth… more
- PNC (Dallas, TX)
- … monitoring program and reviews activity to ensure it falls within established risk control limits. Executes on the Compliance program objectives for assigned ... needed to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements,… more
- Houston Methodist (Houston, TX)
- …this position include serving as subject matter expert, performing complex and high risk -based and baseline compliance reviews and identifying potential risk ... At Houston Methodist, the Sr Compliance Coding Analyst position is responsible for supporting...feedback regarding documentation and billing practices to identify potential risk and identify and capture potential revenue opportunities. This… more
- Guardian Life (Austin, TX)
- …and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 ... in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk...and initiatives. **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules… more