- Lincoln Financial (Austin, TX)
- …and system development + Knowledge of internal controls, business / information technology risk , regulatory and compliance frameworks (ITIL, NIST, COBIT, NY DFS, ... Plan audit engagements, identify inherent risks and control objectives, perform risk assessments and identify IT-related risks and vulnerabilities based on business… more
- TIAA (Dallas, TX)
- …Additionally, the manager makes decisions on complex technical issues dealing with risk assessment, regulatory compliance and controls issues having moderate to ... audits under the general direction of the audit executive/director and in compliance with audit standards, schedules and regulatory expectations. This job also works… more
- USAA (San Antonio, TX)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you'll have:** ... USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We… more
- Marex (Houston, TX)
- …lines. + Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this. + Experience in operating ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients… more
- PNC (Dallas, TX)
- …is required + Reviews reports to identify exceptions, monitor quality and ensure compliance . Participates in risk mitigation activities. May serve as a subject ... Compliance Requirements, Documentations, Due Diligence, Loan Documentation, Regulatory Compliance , Risk Mitigation Strategies **Competencies** Consulting, Customer… more
- PNC (Farmers Branch, TX)
- …procedures. + Reviews reports to identify exceptions, monitor quality and ensure compliance . Participates in risk mitigation activities. . PNC Employees take ... Compliance Requirements, Documentations, Due Diligence, Loan Documentation, Regulatory Compliance , Risk Mitigation Strategies **Competencies** Accuracy and… more
- MUFG (Irving, TX)
- …+ Previous work with multinational corporations or regulatory bodies. + Understanding of Financial Crimes Compliance & KYC, preferably specific to Financial ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...and cross-border compliance frameworks. + Experience in Compliance , Control and Change Management, or Risk … more
- USAA (San Antonio, TX)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + ... USAA?** At USAA, our mission is to empower our members to achieve financial security through highly competitive products, exceptional service and trusted advice. We… more
- Scotiabank (Houston, TX)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Daisy Brand (Dallas, TX)
- …of legal and risk matters, including contract review and negotiation, regulatory compliance , and risk management. This role will also liaise between Daisy ... Daisy and its suppliers, customers, agents, employees, and other partners. + Regulatory Compliance and Risk Management:Advise on best practices for compliance… more