- Wells Fargo (San Francisco, CA)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Medtronic (Northridge, CA)
- …include but are not limited to **: ** + Design, implement, andmaintaina risk -based global corporate compliance and ethics programin collaboration with the Chief ... Business Partner to the commercial leadership team. + Oversee compliance governance and risk assessment program globally...to managementwith a focus on transparency and accountability. + Lead key elements of the compliance strategic… more
- Meta (Burlingame, CA)
- …of Program Managers responsible for designing and building scalable regulatory and product compliance programs within RL 2. Lead and manage regulatory readiness ... assessments, and reviews 9. Build, manage, and mentor high-performing teams, fostering compliance expertise and continuous improvement 10. Drive risk assessments… more
- Southern California Edison (Alhambra, CA)
- …California Edison (SCE) and build a better tomorrow. In this job, you'll lead and manage Security and Compliance for Information Technology (IT)/Operational ... leading strategic methods to meet company initiatives. The Security & Compliance Advisor, leads business requirements, performs gap analysis, and identifies… more
- Banc of California (San Diego, CA)
- …practices meet regulatory and internal control requirements (eg, SOX, FFIEC, GLBA). + Lead risk assessments and control testing related to software development ... teams. + Monitor adherence to SDLC processes and drive continuous improvement initiatives. + ** Risk & Compliance Management** + Collaborate with Risk , Audit,… more
- Federal Reserve Bank (San Francisco, CA)
- …controls. + Proficient knowledge of Microsoft Office. + Sound knowledge of risk management, compliance , and data related frameworks. + Proficient understanding ... We have a phenomenal and rare opportunity for a Lead IT Auditor for our San Francisco Federal Reserve...**Essential Responsibilities:** + Supervise and review moderate to moderately high- risk audit work performed by audit team members in… more
- Wells Fargo (San Francisco, CA)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Guardian Life (Sacramento, CA)
- …3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch ... and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule… more
- Citizens (Los Angeles, CA)
- …satisfactory or better ratings from credit review and compliance and meets compliance targets for annual reviews, risk ratings, and covenant compliance ... help them get there. As a Middle Market Corporate Banking Portfolio Manager Team Lead , you will manage a team of Commercial Portfolio Managers and Credit Analysts,… more
- City National Bank (Los Angeles, CA)
- *BUSINESS CONTROLS LEAD * WHAT IS THE OPPORTUNITY? 1LOD operational risk support responsible for ongoing day to day risk activities. The primary ... risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance , Business Continuity,...on regulatory interactions as applicable * Build, cooordinate, and lead monthly risk working groups to show… more