- M&T Bank (Buffalo, NY)
- …in accordance with the Enterprise Risk Framework, internal guidance, and risk management professional standards. + Lead the coordination of regulatory ... a working relationship with business unit management, Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + Adhere to… more
- Capital One (New York, NY)
- …Financial Risk Management We're currently seeking a Product Design Director to lead our Audit, Credit & Financial Risk Management (CFRM), and Enterprise ... Risk (ESR) team, which is part of the Risk and Audit Design team within Capital One's Experience...and product decisions so that the company remains in compliance and ahead of the game within the complex… more
- Cherry Bekaert (NY)
- …delivering high-impact risk solutions. Drive expansion within existing accounts and lead pursuits for new business opportunities. + Serve as a Subject Matter ... + Champion the evolution of RAS offerings, including Internal Audit, Regulatory Compliance , Risk Management, and SOX. Leverage technology to enhance delivery… more
- Raymond James Financial, Inc. (New York, NY)
- …control and report on risks on a timely and accurate basis. Recruit, train and lead teams responsible for working with RJF Risk stakeholders and Technology to ... maintenance of dynamic data visualization tools and reports providing real-time insights into risk trends, including ad hoc reporting + Lead the evaluation,… more
- SMBC (New York, NY)
- …data quality, lead data related projects, and implement BCBS 239 compliance . Ensure timely, accurate and complete collection and aggregation of risk ... stakeholders to resolve these issues, improving overall data quality within the risk function. Lead initiatives to resolve data quality issues. Ensure risk … more
- Capital One (New York, NY)
- …as well as lead small to medium size audits. + Perform risk assessments of business units and technology operations, design and execute audit procedures to ... Audit Manager- Cyber, Risk & Analysis (Hybrid) Capital One's Audit function...You're a teacher. You do the right thing and lead by example. You have a passion for coaching… more
- Capital One (New York, NY)
- …evaluate compliance with requirements and regulations for the Business Risk organizations within Enterprise Services. Your contributions will drive insight into ... and testing methodologies. In this role you will: + Lead and manage a team of control testers to...and documentation of control testing activities aligned with regulatory, risk management, and compliance requirements + Review… more
- Capital One (New York, NY)
- …on risk mitigation activities. + Influence leaders within Investments, Compliance , Product, Data, Cyber, second line risk organizations, and Internal ... Manager, Business Risk Guide- Enterprise Services Risk Office...an approachable and effective partner to navigate regulatory and compliance requirements to help develop fit for purpose solutions… more
- JPMorgan Chase (New York, NY)
- Join the Risk Management and Compliance team at...practices for the organization. In this role you will lead risk professionals aligned to one of ... and issues + Challenge existing policies, standards, and training to support compliance with risk 's regulatory and corporate requirements; Monitor and evaluate… more
- KeyBank (Buffalo, NY)
- …independent testing as required. - Manage 2nd LOD requirements related to the Governance, Risk & Compliance application and Risk Assessment Processes. - ... fast paced team environment - In-depth practical knowledge of internal controls, risk assessments and operational and compliance processes, and applicable… more