- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- KeyBank (Amherst, NY)
- …providing superior internal and external client service while anticipating and mitigating risk to KeyBank. Lead projects and initiatives and offers suggestions ... provide superior service directly for bank clients while maintaining risk management, compliance with bank policies and...providing superior internal and external client service while managing risk to KeyBank. Assist or lead projects… more
- TD Bank (New York, NY)
- …against industry practices + With Risk , ensure that the Bank operates within the compliance risk appetite and that operational risk from a Compliance ... aligned with global regulatory expectations. Specifically, this role will lead the US Global Markets Compliance Advisory...importance of compliance . Foster a culture of compliance within the organization. + ** Risk Management:**… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... & Operations Manager leads the development and implementation (or lead support) of enterprise Compliance programs, including...lines, as well as compliance reviews of compliance units (CUs) within Compliance Risk… more
- Mizuho Corporate Bank (New York, NY)
- …cybersecurity, disaster recovery, business continuity management, technology, and third-party risk -the program lead will collaborate closely with stakeholders ... risk appetites. + Collaborate with operational resilience pillars to assess compliance with established capability baselines and risk thresholds. + Monitor… more
- Capgemini (New York, NY)
- …which require heightened oversight due to their autonomous nature. You will lead the development of scalable, policy-driven compliance programs that align ... As the Agentic and Generative AI Governance & Oversight Lead , you will be responsible for establishing and maintaining...**Your role** + Minimum 3 years of experience in compliance , risk management, auditing, legal, or consulting,… more
- Wells Fargo (New York, NY)
- …requiring understanding of Investment Banking functional area, policies, procedures, and compliance requirements that influence and lead a broader work ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Citigroup (New York, NY)
- The Chief Auditor Artificial Intelligence (AI) Assurance Tooling & Execution Lead is a senior level management position, reporting to the Chief Auditor Artificial ... the Strategy, Innovation and Professional Practices (SIPP) team. This position will lead and develop a team, with overall accountability for accelerating the… more
- M&T Bank (New York, NY)
- …adherence of underwriting to the Commercial Credit Policy, and evaluating any risk associated with non- compliance . * Present analysis or address questions ... Overview: The Commercial Credit Lead plays a vital role in assessing and managing credit risk for commercial clients at M&T Bank. This individual contributor… more
- HSBC (New York, NY)
- … with those frameworks and actively measuring their effectiveness + Own market people risk policy and ensure compliance with employment law and full adherence to ... regional projects and assuring their effectiveness. The role will lead on business change policy and regulatory changes, overseeing...an active member of RCMM in region to ensure compliance with people risk policy + Serve… more