- JPMorgan Chase (New York, NY)
- …opportunity to influence and shape our approach to cyber threats and compliance , balancing progressive digital transformation with robust risk management. Your ... With respect to technology matters, establish and develop effective relationships with Compliance , Conduct and Operational Risk (CCOR); Internal Audit; Control… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Citigroup (New York, NY)
- The Chief Auditor Artificial Intelligence (AI) Assurance Lead is a senior level management position, reporting to the Chief Auditor Artificial Intelligence (AI), ... governance aligns with regulatory, ethical and strategic objectives. This role will lead and develop a team with overall accountability for directing audit… more
- Google (New York, NY)
- …degree or equivalent practical experience. + 14 years of experience in compliance , risk management, investigation, auditing, legal, or consulting. + 10 ... in bringing structure and clarity to ambiguous situations. + Familiarity with industry-accepted risk and compliance policies and frameworks, including risk … more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... team is responsible for providing independent quality assurance of compliance risk through the execution of reviews....Works independently and be accountable for acting as a lead in executing engagements and provides work direction to… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... responsible for integrating the third-party regulatory content provider into daily compliance and risk management activities, leveraging the third-party's… more
- TD Bank (New York, NY)
- …Provides objective guidance and independent review and challenge related to fair banking compliance risk management matters + Reports to senior management, the ... Responsible Banking Program + Sets the strategic direction and lead planning activities within mandate + Designs US Fair...of Laws, Rules, and Regulations (LRRs) or material regulatory compliance risk events occur + Reviews that… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make...of moderately to complex risks and resource requirements; may lead end-to-end processes or functional programs + Contact for… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... to their Compliance Management System programs. The Compliance Manager will lead important projects and... risk . US COC oversees a corporate oversight compliance risk management program. The Compliance… more