- TD Bank (New York, NY)
- …against industry practices. + With Risk , ensure that the Bank operates within the compliance risk appetite and that operational risk from a Compliance ... hire will be responsible for working with the team lead and key stakeholders to: maintain TDS' compliance..."tone at the top" in support of a strong risk & compliance culture within Compliance… more
- Wells Fargo (New York, NY)
- …and multi-faceted situations requiring understanding of the function, policies, procedures and compliance requirements that influence and lead broader work team ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (New York, NY)
- …goals and tasks with the ability to influence and manage effectively across technology, risk , legal and compliance , among others + Strategic thinker with an ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Bloomberg (New York, NY)
- …Secrecy Act (BSA) Officer - New York Location New York Business Area Legal, Compliance , and Risk Ref # 10047869 **Description & Requirements** Bloomberg's Legal, ... Compliance & Risk Department plays a critical... Compliance & Risk Department plays a critical role in supporting our...customer due diligence standards. **We'll Trust You To:** * Lead and expand the AML compliance programs… more
- Neuberger Berman (New York, NY)
- …requirements (Product Management, Marketing, Portfolio Management, Client Services, Operations, Legal, Compliance , Risk , and Technology) + Lead the ... implementation for specialty finance products, including private loans, whole loans, and related fund launches across internal teams and all external service providers + Participate in the review of complex fund structures to ensure the optimal support model… more
- City National Bank (New York, NY)
- …regulatory requirements and ensures business continuity. WHAT WILL YOU DO? * Reviews/challenges compliance risk assessments, analyzing the Bank's compliance ... testing results. * Conduct meetings to discuss testing and risk assessment results and lead line of...training for assigned topic areas. * Analyze the Bank's compliance risk ; determine if current processes control… more
- Citigroup (Getzville, NY)
- …to lead in establishing, managing and implementing policy adoption plans, compliance metrics, communications and training + Lead business analysis through ... The Data Governance Senior Lead Analyst (Data Governance Foundation Senior Lead...definition of the Enterprise Data Governance Strategy, and/or Data Risk and Control Framework and Data Risk … more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- WMCHealth (Valhalla, NY)
- … Officer (Deputy CCO), the Director collaborates closely with them to lead and operationalize systemwide compliance initiatives that promote transparency, ... objectives. + Establish regular communication channels and leadership forums for regional compliance leaders to share best practices, risk findings, and program… more
- University of Rochester (Rochester, NY)
- …CCE will lead the development and execution of a comprehensive compliance strategy that supports the University's mission, values, and strategic goals, to ... senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: +...in federal funding environments. Required + Proven ability to lead and manage a team effectively, developing and empowering… more