- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Compliance function that effectively manages and oversees regulatory compliance risk and conduct risk ...of moderately to complex risks and resource requirements; may lead end-to-end processes or functional programs + Contact for… more
- Heritage Financial Credit Union (Middletown, NY)
- …consumer compliance laws and regulations. + Facilitate completion of Consumer Compliance Risk Assessment + Work with department leaders and Human Resources ... Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior...to use your experience and knowledge to take the lead on high-impact compliance initiatives at a… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy...resolution with senior stakeholders + Ability to influence and lead people across cultures at a senior level using… more
- Grant Thornton (New York, NY)
- As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business needs by ... in-depth technical knowledge on enterprise risk management, risk management frameworks, and compliance management systems,...strict client confidentiality + Model high integrity behaviors and lead with a risk management mindset, taking… more
- Citigroup (New York, NY)
- …Within T&BE, the Chief Operating Office (T&BE COO) drives a strong focus on risk and controls, compliance and value across T&BE organization and oversees ... **Data Quality Assurance Lead Director (Hybrid)** Technology & Business Enablement (T&BE)...for key issues. + Partner across T&BE, 1st line Risk and Controls, 2nd and 3rd line functions to… more
- Rubrik (Albany, NY)
- …needed to protect the organization. As the Security Operations Incident Response Team Lead , FedRAMP you will be responsible for leading and mentoring a team of ... within a highly regulated environment. **What you'll do:** + Lead and act as the primary investigator during incident...threats and vulnerabilities to accurately determine their criticality and risk . + Collaborate with ta CTI team to identify,… more
- M&T Bank (Tarrytown, NY)
- …adherence of underwriting to the Commercial Credit Policy, and evaluating any risk associated with non- compliance . + Present analysis or address questions ... **Overview:** The Commercial Credit Lead plays a vital role in assessing and managing credit risk for commercial clients at M&T Bank. This individual contributor… more
- American Express (New York, NY)
- …* Assisting with control design activities led by Control Management, advising on compliance risk mitigation elements * Advising leaders on areas of emerging ... Strategy, Enterprise Shared Services, General Counsel's Office, and Global Risk & Compliance . The Corporate Functions Governance...in BU process and controls. * This position will lead the review of marketing and other customer facing… more
- TD Bank (New York, NY)
- …against industry practices. + With Risk , ensure that the Bank operates within the compliance risk appetite and that operational risk from a Compliance ... hire will be responsible for working with the team lead and key stakeholders to: maintain TDS' compliance..."tone at the top" in support of a strong risk & compliance culture within Compliance… more
- Neuberger Berman (New York, NY)
- …requirements (Product Management, Marketing, Portfolio Management, Client Services, Operations, Legal, Compliance , Risk , and Technology) + Lead the ... implementation for specialty finance products, including private loans, whole loans, and related fund launches across internal teams and all external service providers + Participate in the review of complex fund structures to ensure the optimal support model… more