- American Express (New York, NY)
- …(TLM) associated with these new vendors + Enact comprehensive compliance / risk processes & controls and lead the New Product Approval (NPA) process ... team of engineering resources. As necessary, this individual will lead assessments of external tech solutions to fill internal...Finally, this individual will be responsible for establishing robust compliance / risk guardrails as well as… more
- TD Bank (New York, NY)
- …finance and other functional specialist groups to ensure integrated service delivery, risk mitigation and compliance with applicable internal and external ... business objectives into target-state architectures, ensuring scalability, resiliency, and compliance . + Partner with product management to design solutions that… more
- Axis (New York, NY)
- …insurance and reinsurance. We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns for our shareholders. We ... taking part in the selection process. **Underwriting & Product Lead - US Media** **New York, Los Angeles** **Job...this segment across our Small Business, Middle Market, and Risk Management portfolio. This role will report directly to… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... **About this role:** The Senior Lead Wealth Planning Strategist plays a significant role...risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- University of Rochester (Rochester, NY)
- …CCE will lead the development and execution of a comprehensive compliance strategy that supports the University's mission, values, and strategic goals, to ... senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: +...in federal funding environments. Required + Proven ability to lead and manage a team effectively, developing and empowering… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... in reshaping compliance structures and processes, driving innovation at every level....structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be… more
- Citigroup (New York, NY)
- …10+ years of experience in a related role + Deep understanding of Compliance Risk Management practices and OCC Heightened Standards, particularly the ... Manage a team of Internal Audit professionals, recruit staff, lead professional development, build effective teams and manage a...role within an internal Audit function or within a Compliance Risk Management function, with exposure to… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- M&T Bank (Buffalo, NY)
- …a lead to independently develop and maintain quantitative models used for credit risk , capital planning or underwriting. The lead may supervise the work of ... 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance /operational/model risk controls and other standards, policies and procedures.… more