- Heritage Financial Credit Union (Middletown, NY)
- …consumer compliance laws and regulations. + Facilitate completion of Consumer Compliance Risk Assessment + Work with department leaders and Human Resources ... Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior...to use your experience and knowledge to take the lead on high-impact compliance initiatives at a… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... team is responsible for providing independent quality assurance of compliance risk through the execution of reviews....Works independently and be accountable for acting as a lead in executing engagements and provides work direction to… more
- Wells Fargo (New York, NY)
- …and multi-faceted situations requiring understanding of the function, policies, procedures and compliance requirements that influence and lead broader work team ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Grant Thornton (New York, NY)
- As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business needs by ... in-depth technical knowledge on enterprise risk management, risk management frameworks, and compliance management systems,...strict client confidentiality + Model high integrity behaviors and lead with a risk management mindset, taking… more
- TD Bank (New York, NY)
- …against industry practices. + With Risk , ensure that the Bank operates within the compliance risk appetite and that operational risk from a Compliance ... hire will be responsible for working with the team lead and key stakeholders to: maintain TDS' compliance..."tone at the top" in support of a strong risk & compliance culture within Compliance… more
- Wells Fargo (New York, NY)
- …goals and tasks with the ability to influence and manage effectively across technology, risk , legal and compliance , among others + Strategic thinker with an ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Neuberger Berman (New York, NY)
- …requirements (Product Management, Marketing, Portfolio Management, Client Services, Operations, Legal, Compliance , Risk , and Technology) + Lead the ... implementation for specialty finance products, including private loans, whole loans, and related fund launches across internal teams and all external service providers + Participate in the review of complex fund structures to ensure the optimal support model… more
- Citigroup (Getzville, NY)
- …to lead in establishing, managing and implementing policy adoption plans, compliance metrics, communications and training + Lead business analysis through ... The Data Governance Senior Lead Analyst (Data Governance Foundation Senior Lead...definition of the Enterprise Data Governance Strategy, and/or Data Risk and Control Framework and Data Risk … more
- Bloomberg (New York, NY)
- …Secrecy Act (BSA) Officer - New York Location New York Business Area Legal, Compliance , and Risk Ref # 10047869 **Description & Requirements** Bloomberg's Legal, ... Compliance & Risk Department plays a critical... Compliance & Risk Department plays a critical role in supporting our...customer due diligence standards. **We'll Trust You To:** * Lead and expand the AML compliance programs… more
- City National Bank (New York, NY)
- …regulatory requirements and ensures business continuity. WHAT WILL YOU DO? * Reviews/challenges compliance risk assessments, analyzing the Bank's compliance ... testing results. * Conduct meetings to discuss testing and risk assessment results and lead line of...training for assigned topic areas. * Analyze the Bank's compliance risk ; determine if current processes control… more