- TD Bank (New York, NY)
- …across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic guidance ... 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at a Global… more
- MTA (New York, NY)
- …Establish unit goals aligned with the agency's mission and strategic priorities. Lead strategic environmental risk analysis to proactively identify and mitigate ... Vice President, Environmental Compliance Job ID: 11620 Business Unit: Bridges and...the Environmental program and division and serves as the lead for environmental matters related to both TBTA and… more
- Wells Fargo (New York, NY)
- …and maintaining external and internal partnerships + Experience identifying and mitigating risk , ensuring compliance with processes and procedures + Excellent ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Citigroup (Getzville, NY)
- …these standards **Qualifications** : + 10+ years of experience in operational risk management, compliance , audit, or other control-related functions in the ... of issues with key stakeholders, such that Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well… more
- M&T Bank (Buffalo, NY)
- …and UHNW clients. + Originate credit leads from prospects and existing clients and lead credit marketing initiatives for the local market in support of their Wealth ... are on the same page. Manage underwriters to implement changes to debt structure/ risk ratings in response to changes in the macro-economic environment. + Work… more
- Citigroup (New York, NY)
- …identify control gaps and vulnerabilities, developing and deploying automated solutions to de- risk the business and ensure compliance with evolving regulatory ... skilled and visionary Senior Trade Finance Product Manager Controls Lead to join our dedicated team. This critical role...Technology, and Operations teams, as well as colleagues In-Business Risk and Controls and Product Compliance to… more
- KeyBank (Albany, NY)
- …Compliance Officer will be a member of the designated Privacy Compliance and Risk team within Compliance Risk Management and will provide support to ... various line of business activities. + Participate in or lead various projects related to mitigating risk ...wherewithal and flexibility to undertake new functions/tasks as the Compliance Risk and line of business evolves… more
- Citigroup (New York, NY)
- …asset classes. We operate in a complex, fast-paced environment, requiring robust risk management and control frameworks. **Position Summary:** We are seeking a ... highly experienced and strategic Director to lead the development and implementation of a comprehensive fraud...The successful candidate will possess deep expertise in fraud risk management, a strong understanding of financial products, and… more
- KeyBank (Buffalo, NY)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio The Sr Compliance Manager is responsible for leading a team within a function, product or process which ensures Key ... sit in the second line of defense and will lead a small team that may cover a number...role involves expertise in Anti-Money Laundering (AML) and sanctions compliance within the payments industry, complemented by a strong… more
- Guardian Life (Albany, NY)
- …3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch ... and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule… more