- MTA (Jamaica, NY)
- …with planning, directing, and administering the operations of the MTA Ethics, Risk , and Compliance Program. Identify and assess departmental compliance ... Director, Corporate Compliance Suburban Operations Job ID: 12715 Business Unit:...and in accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well… more
- Citigroup (New York, NY)
- …preferred. + **Experience** : Minimum of 10 years of experience in governance, risk , and compliance roles, with a significant portion dedicated to managing ... We are seeking a highly experienced and driven Senior Governance Lead to shape and oversee the governance framework for our groundbreaking Strategic Ledger… more
- Wellington (New York, NY)
- …be a member of the Private Investments Compliance team within the Legal, Compliance & Risk Group, working closely with other compliance professionals and ... drafting of applicable policies and procedures + Support Wellington's private investments compliance program regulatory risk areas including those that pertain… more
- AIG (New York, NY)
- …analysis of key risk indicators to identify red flags and potential compliance violations. The role of Senior Manager, Compliance Data Analytics & Monitoring ... risk indicators to identify red flags and potential compliance concerns. + Engage with Local Compliance ... organization. Identify new data sources that can help Compliance . + Lead the Training Follow-up Automation… more
- TD Bank (New York, NY)
- …units in adhering to regulatory/ compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk . **Depth & Scope:** ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
- Bank of America (New York, NY)
- …sync points between business and technology leaders and Risk and Compliance partners. **Job Profile Summary:** Senior Delivery lead is critical in ... Senior Delivery Lead - Technology - NFRR New York, New...and technology leaders across multiple organizations, as well as Compliance and Risk + Establishes target outcomes… more
- M&T Bank (Getzville, NY)
- …Management EEM) team, associate will develop implement and execute various operational risk / compliance -related initiatives at the business line level, to include ... Minimum three years' relevant industry experience, to include one year of compliance experience. Demonstrated knowledge of risk management strategies and the… more
- Tradeweb (New York, NY)
- …connectivity, and transparency in electronic trading. https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a ... mid-to-senior level Compliance Officer with deep expertise in data privacy, privacy...data privacy, privacy by design, and AI governance to lead the organization's efforts in embedding privacy and ethical… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business:** Finance **Job Description:** The Lead Group Manager, Finance oversees a team of Business Finance professional roles ... or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a basis for recommending large-scale product, technical, functional… more
- Citigroup (Getzville, NY)
- …reporting submission + Liaise closely with internal stakeholders, including Business, Legal, Compliance , Risk /Control, Operations & Technology, at all levels of ... and regulator expectations with applied experience executing, overseeing, or assessing risk and control processes and regulatory engagement. The successful candidate… more